RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•••••••
- A••••••• A•••••••• L•• independent RIA currentsince Jun 5, 2025 · Grand Rapids, Mi
- L••• K••• • C•••••• formerApr 21, 2017 to Sep 8, 2025 · Grand Rapids, Mi
- R•••• A•••••••• L•• formerDec 10, 2010 to Dec 31, 2016 · Grandville, Mi
- O••••••••• • C•• I••• BD affiliatedMay 11, 2009 to Nov 4, 2010 · Grand Rapids, Mi
- U•• F•••••••• S••••••• I••• wirehouseApr 18, 2006 to May 13, 2009 · Grand Rapids, Mi
- L••• K••• • C•••••• to A••••••• A•••••••• L••left Sep 8, 2025, registered Jun 5, 2025 (-95 days) · RIA to RIA · moved with a team
- R•••• A•••••••• L•• to L••• K••• • C••••••left Dec 31, 2016, registered Apr 21, 2017 (111 days) · Other
- O••••••••• • C•• I••• to R•••• A•••••••• L••left Nov 4, 2010, registered Dec 10, 2010 (36 days) · Other
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left May 13, 2009, registered May 11, 2009 (-2 days) · Other
- L•••• A••••••• left L••• K••• • C•••••• for A••••••• A•••••••• L•• (registered 2025-06-05)Sep 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address