DFX Intelligence

L••••• B••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

L••••• B••• F••••••••• L••

CRD 340484

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f57ee48-728d-2299-fce0-8b98a2a482c3

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2026 to Aug 25, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••••• P••• G••••	n/a	WATERLOO, NE \| Thornton, CO	0	25	3	no
G••• D••••• S•••••••	n/a	WATERLOO, NE	0	27

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	n/a	0	0	0	3	0

Relationships

Registered with (4)

← K•••• R•••••• Z•••••Advisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← P••••• J•••••••Advisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← G••• D••••• S•••••••Advisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← M••••••• P••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f57ee48-728d-2299-fce0-8b98a2a482c3
First observed: Aug 25, 2026
Last observed: Aug 25, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.