DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••• B••• F••••••••• L••
WATERLOO, NE | Papillion, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• B••• F••••••••• L•• | State registered | May 28, 2026 | n/a | yes | Papillion, NE|WATERLOO, NE | Current employment |
| W••••••••• P••••••• | Former SEC adviser | Mar 17, 2015 | Jul 21, 2015 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• P••••••• | L••••• B••• F••••••••• L•• | Jul 21, 2015 | May 28, 2026 | 3,964 | Firm change after gap | Other |
| Q•• F•••••••• L•• | W••••••••• P••••••• | Feb 11, 2011 | Mar 17, 2015 |
| Q•• F•••••••• L•• | n/a | Jan 9, 2009 | Feb 11, 2011 | no | OMAHA, NE | Previous registration |
| C••••••••• A•••••••• I•• | Former SEC adviser | Dec 18, 2006 | Sep 2, 2008 | no | WEST CONSHOHOCKEN, PA|C•••••••••, OH|C•••••••••, OH | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 23, 2003 | Oct 17, 2006 | no | OMAHA, NE | Previous registration |
| 1,495 |
| Firm change after gap |
| Other |
| C••••••••• A•••••••• I•• | Q•• F•••••••• L•• | Sep 2, 2008 | Jan 9, 2009 | 129 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | C••••••••• A•••••••• I•• | Oct 17, 2006 | Dec 18, 2006 | 62 | Firm change | Other |