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Advisor at NAVIS WEALTH ADVISORS LLC
RYE BROOK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVIS WEALTH ADVISORS LLC | Independent wealth | Mar 31, 2021 | n/a | yes | RYE BROOK, NY | Current employment |
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Nov 2, 2018 | Jan 8, 2021 | no | RYE BROOK, NY|MIAMI, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 21, 2016 | Nov 6, 2018 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC | Jan 8, 2021 | Mar 31, 2021 | 82 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SANCTUARY ADVISORS, LLC | Nov 6, 2018 | Nov 2, 2018 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:226606:NY:2018-11-06 | Nov 6, 2018 | Nov 2, 2018 | NEW YORK, NY | Firm change |