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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

Dawn Akkerman

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Minneapolis, MN | Woodbury, MN

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Search this name across graphsid dfx:ria:0f5a4e1b-dbb9-a876-2e8f-404bc9112ba4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: May 19, 2006
First registration: Dec 24, 2013
Dual registered: yes, broker-dealer
Other names: DAWN FRANK|DAWN ELAINE FRANK|Dawn Conlin|Dawn Elaine Conlin|Dawn Akkerman
IAPD individual key: 5126184

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 13, 2017	n/a	yes	Minneapolis, MN\|Woodbury, MN	Current employment
H. BECK, INC.	Former SEC adviser	Feb 19, 2014	Oct 13, 2017	no	ST PAUL, MN\|Rockville, MD	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Dec 24, 2013	Dec 1, 2017	no	ST PAUL, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 24, 2013	Dec 1, 2017	no	ST PAUL, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CRI SECURITIES, LLC	Dec 1, 2017	Dec 24, 2013	-1,438	Channel change	Other
CRI SECURITIES, LLC	H. BECK, INC.	Dec 1, 2017	Feb 19, 2014	-1,381	Firm change after gap	Other
H. BECK, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 13, 2017	Dec 13, 2017	61	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Dec 13, 2017 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 24, 2013 to Dec 1, 2017factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 24, 2013 to Dec 1, 2017factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 19, 2014 to Oct 13, 2017factForm ADV

Dated events

No dated event names this entity yet.