DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPIRIKAL PARTNERS LLC
PHOENIX, AZ | Frederick, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRIKAL PARTNERS LLC | State registered | Mar 18, 2024 | n/a | yes | Frederick, MD|PHOENIX, AZ | Current employment |
| SAPPHIRE BLUE INVESTMENT PARTNERS | Independent wealth | Feb 4, 2022 | Apr 2, 2024 | no | Frederick, MD|FENTON, MI | Previous registration |
| SAPPHIRE BLUE INVESTMENT PARTNERS | Independent wealth | Jun 9, 2021 | Dec 31, 2021 | no | Frederick, MD|FENTON, MI | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Feb 23, 2006 | May 14, 2021 | no | FREDERICK, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 15, 2001 | Feb 23, 2006 | no | FREDERICK, MD|FREDERICK, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAPPHIRE BLUE INVESTMENT PARTNERS | EMPIRIKAL PARTNERS LLC | Apr 2, 2024 | Mar 18, 2024 | -15 | Firm change | RIA to state RIA |
| SUMMIT FINANCIAL GROUP INC | SAPPHIRE BLUE INVESTMENT PARTNERS | May 14, 2021 | Jun 9, 2021 | 26 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUMMIT FINANCIAL GROUP INC | Feb 23, 2006 | Feb 23, 2006 | 0 | Firm change | Other |