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M••••••• V••••• • T••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

M••••••• V••••• • T••••• I••

CRD 106160

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f6d9bfb-d739-fafa-a820-01799685ce71

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 9
On other graphs: 0
Observed: Mar 26, 2012 to Mar 31, 2025
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $42.4MItem 5.F on the latest filing (2025-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $39.3M
Private client RAUM: $36.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• J•••••• W••••••	TREASURER, DIRECTOR & COO	C	yes	11/2017	Mar 27, 2019	Mar 28, 2024
M•••••••• J•••• T•••••	PRESIDENT, DIRECTOR & SHAREHOLDER	D	yes	01/1998	Mar 26, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$42.4M	$55.4M	-23.4%	$313M	-48.6%	5	5	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••• F•••••••• A•••••••• L••	2	Dec 14, 2018	Dec 14, 2018	NAPERVILLE, IL	Team lift out	Other	40.0%

Relationships

Registered with (7)

← D••••• L•••• O•••Advisorregistration: previous registration
Jun 27, 2008 to Dec 31, 2025factForm ADV
← Dylan FisherAdvisorregistration: previous registration
Aug 28, 2023 to May 27, 2025factForm ADV
← DAVID HALL V•••••Advisorregistration: previous registration
Sep 13, 1997 to Dec 14, 2018factForm ADV
← AMANDA LEAH V•••••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Dwight Lloyd Ower left M••••••• V••••• • T••••• I•• for Integrated Advisors Network Llc (registered 2025-07-07)
Form ADVobserved 6 days ago
Occurred
May 27, 2025
Advisor changed firm
Dylan Fisher left M••••••• V••••• • T••••• I•• for Evernest Financial Advisors (registered 2025-04-14)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
M••••••• V••••• • T••••• I•• reported RAUM $56.8M, down 82% from $312.5M (2022-03-28 to 2023-03-29)
Form ADVobserved 6 days ago
$-256M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f6d9bfb-d739-fafa-a820-01799685ce71
First observed: Mar 26, 2012
Last observed: Mar 31, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.