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D••••••• N• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D••••••• N• W••••

Advisor at P••••• F•••••••• A•••••••• L••

CHICAGO, IL | Maryville, TN

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Search this name across graphsid dfx:ria:805fc358-6f96-bcad-9e64-44ffd16c4464

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• F•••••••• A•••••••• L••	State registered	Dec 6, 2018	n/a	yes	CHICAGO, IL\|Maryville, TN	Current employment
M••••••• V••••• • T••••• I••	Independent wealth	Sep 23, 2011	Dec 11, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• V••••• • T••••• I••	P••••• F•••••••• A•••••••• L••	Dec 11, 2018	Dec 6, 2018	-5	Firm change	Other

Relationships

Registered with (2)

→ P••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 6, 2018 to presentfactForm ADV
→ M••••••• V••••• • T••••• I••Registered adviserregistration: previous registration
Sep 23, 2011 to Dec 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:805fc358-6f96-bcad-9e64-44ffd16c4464
First observed: Sep 19, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.