DFX Intelligence

T••••••••• A•••• M••••••••• ••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

T••••••••• A•••• M••••••••• ••• L•

CRD 285791

NEW YORK, NY

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Search this name across graphsid dfx:ria:0f726962-e49c-3981-50aa-f54e38356425

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 11
On other graphs: 0
Observed: Nov 9, 2016 to Jul 20, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $23B••• Locked
Discretionary RAUM: $23B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••••••• M••••••••• C••••• F•••• A• S••••• V••••••• I••••••••• T••••	Hedge Fund	$47.2M	Jul 20, 2026	2	Mar 19, 2021	reported	021-382138

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• N•••••••• A••••••	BOARD MEMBER	Na	yes	10/2016	Nov 9, 2016	Mar 20, 2024
N••••••••• S•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2016	Nov 9, 2016	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••••• A•••• M••••••••• I•••	n/a	Other adviser	$20B	N	yes	n/a
T••••••••• A•••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
V••••••• A•••• M••••••••• S•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$20B	18.4%	$18B	9.6%	5	4	0	0

Relationships

Affiliated with (3)

← V••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ V••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← V••••••• A• F•••• I••••• U• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ T••••••••• M••••••••• C••••• F•••• A• S••••• V••••••• I••••••••• T••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 23, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-6.5B
Occurred
Mar 23, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 23, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f726962-e49c-3981-50aa-f54e38356425
First observed: Nov 9, 2016
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.