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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

VONTOBEL AM FIXED INCOME US LLC

CRD 291146

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:befdefbb-63a7-9e0f-c26c-903c1e98470b

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2017 to Mar 30, 2020
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-112203
CRD: 291146
Filings on the tape: 4
First filed: Nov 20, 2017
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VONTOBEL HOLDING AG	MANAGING MEMBER	E	yes	11/2017	Nov 20, 2017	Mar 30, 2020
COZZOLINO, MARC, CHRISTOPHER	GENERAL COUNSEL	Na	no	12/2018	Mar 21, 2019	Mar 30, 2020
FALCK, CHARLES, ROBERT	Member	Na	no	11/2017	Nov 20, 2017	Mar 30, 2020
FRIZ, ENRICO, ADAMO	Member	Na	no	11/2017	Nov 20, 2017	Mar 30, 2020
MASTOLONI, JOSEPH, FRANCIS	EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER	Na	no	11/2017	Nov 20, 2017	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TWENTYFOUR ASSET MANAGEMENT (US) LP	n/a	Asset manager	$23B	N	yes	n/a
VONTOBEL ASSET MANAGEMENT, INC.	n/a	Other adviser	$20B	N	yes	n/a
VONTOBEL SWISS WEALTH ADVISORS AG	n/a	Former SEC adviser	$3.8B	N	yes	n/a
BANK VONTOBEL AG	n/a	n/a	n/a	N	yes	n/a
VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
VONTOBEL ASSET MANAGEMENT AG	n/a	n/a	n/a	N	yes	n/a
VONTOBEL ASSET MANAGEMENT ASIA PACIFIC LTD.	n/a	n/a	n/a	N	yes	n/a
VONTOBEL ASSET MANAGEMENT AUSTRALIA PTY LTD	n/a	n/a	n/a	N	yes	n/a
VONTOBEL ASSET MANAGEMENT S.A.	n/a	n/a	n/a	N	yes	n/a
VONTOBEL SECURITIES LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$0	$0	3	2	0	n/a	n/a
2018	Mar 21, 2019	$4.7B	$4.7B	3	2	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$0	$4.7B	-100.0%	n/a	n/a	3	3	0	1

Relationships

Affiliated with (3)

→ VONTOBEL ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ VONTOBEL SWISS WEALTH ADVISORS AGRegistered adviserother investment adviser, common control
factForm ADV
→ TWENTYFOUR ASSET MANAGEMENT (US) LPRegistered adviserother investment adviser, common control
factForm ADV

Owns (4)

← COZZOLINO, MARC, CHRISTOPHEROwnerGENERAL COUNSEL, ownership code NA, individual
Mar 21, 2019 to presentfactForm ADV
← MASTOLONI, JOSEPH, FRANCISOwnerEXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER, ownership code NA, individual
Nov 20, 2017 to presentfactForm ADV
← FALCK, CHARLES, ROBERTOwnerMEMBER, ownership code NA, individual
Nov 20, 2017 to presentfactForm ADV
← FRIZ, ENRICO, ADAMOOwnerMEMBER, ownership code NA, individual
Nov 20, 2017 to presentfactForm ADV

Controls (1)

← VONTOBEL HOLDING AGOwnerMANAGING MEMBER, ownership code E, foreign entity
Nov 20, 2017 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Vontobel Am Fixed Income Us Llc reported RAUM $0, down 100% from $4.7B (2019-03-21 to 2020-03-30)
Form ADVobserved 5 days ago
$-4.7B
Occurred
Nov 20, 2017
First Form ADV filing
Vontobel Am Fixed Income Us Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:befdefbb-63a7-9e0f-c26c-903c1e98470b
First observed: Nov 20, 2017
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VONTOBEL AM FIXED INCOME US LLC

CRD 291146

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:befdefbb-63a7-9e0f-c26c-903c1e98470b

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VONTOBEL HOLDING AG

MANAGING MEMBER

yes

11/2017

Nov 20, 2017

Mar 30, 2020

COZZOLINO, MARC, CHRISTOPHER

GENERAL COUNSEL

12/2018

Mar 21, 2019

Mar 30, 2020

FALCK, CHARLES, ROBERT

Member

11/2017

Nov 20, 2017

Mar 30, 2020

FRIZ, ENRICO, ADAMO

Member

11/2017

Nov 20, 2017

Mar 30, 2020

MASTOLONI, JOSEPH, FRANCIS

EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER

11/2017

Nov 20, 2017

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TWENTYFOUR ASSET MANAGEMENT (US) LP

n/a

Asset manager

$23B

yes

n/a

VONTOBEL ASSET MANAGEMENT, INC.

n/a

Other adviser

$20B

yes

n/a

VONTOBEL SWISS WEALTH ADVISORS AG

n/a

Former SEC adviser

$3.8B

yes

n/a

BANK VONTOBEL AG

n/a

yes

n/a

VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED

n/a

yes

n/a

VONTOBEL ASSET MANAGEMENT AG

n/a

yes

n/a

VONTOBEL ASSET MANAGEMENT ASIA PACIFIC LTD.

n/a

yes

n/a

VONTOBEL ASSET MANAGEMENT AUSTRALIA PTY LTD

n/a

yes

n/a

VONTOBEL ASSET MANAGEMENT S.A.

n/a

yes

n/a

VONTOBEL SECURITIES LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

n/a

2018

Mar 21, 2019

$4.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$4.7B

-100.0%

n/a