DFX Intelligence

H•• I•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

H•• I•••••••• I•••

CRD 149825

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f7c4ad9-eef9-f703-7f17-980f105c7311

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $26.7M••• Locked
Discretionary RAUM: $26.7M
Private client RAUM: $21.3Mderived••• Locked
Private client share: 80%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• P••• H•••••	n/a	LAGUNA BEACH, CA \| Highland Park, IL \| NOVATO, CA \| HIGHLAND PARK, IL	17	20	n/a	no
M•••• E•••• M••••••	n/a	LAGUNA BEACH, CA \| OAKLAND, CA	2	20

Relationships

Registered with (4)

← N••••••• W•••••• G••••Advisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← M•••• E•••• M••••••Advisorregistration: previous registration
Apr 12, 2017 to Dec 7, 2017factForm ADV
← R••• P••• H•••••Advisorregistration: current employment
Jun 9, 2009 to presentfactForm ADV
← S••••• G••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f7c4ad9-eef9-f703-7f17-980f105c7311
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.