DFX Intelligence

S••••• G••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S••••• G••••• A•••••••

Advisor at C••••••

San Francisco, CA

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Search this name across graphsid dfx:ria:629f8dfb-32c9-5311-8414-9c854d9742be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Nov 8, 2024	n/a	yes	San Francisco, CA	Current employment
E••••••• C•••••• M••••••••• L••	Former SEC adviser	Jun 18, 2018	Nov 13, 2024	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• M••••••••• L••	C••••••	Nov 13, 2024	Nov 8, 2024	-5	Firm change	RIA to RIA
B••• F•••••••• G••••	E••••••• C•••••• M••••••••• L••	Jun 1, 2018	Jun 18, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
107213:319448:CA:2024-11-13	Nov 13, 2024	Nov 8, 2024	SAN FRANCISCO, CA	Firm change
6363:289889:CA:2017-10-17	Oct 20, 2017	Oct 13, 2017	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (5)

→ C••••••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ E••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2018 to Nov 13, 2024factForm ADV
→ B••• F•••••••• G••••Registered adviserregistration: previous registration
Oct 13, 2017 to Jun 1, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
S••••• G••••• A••••••• left E••••••• C•••••• M••••••••• L•• for Corient (registered 2024-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:629f8dfb-32c9-5311-8414-9c854d9742be
First observed: Sep 19, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.