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Advisor at BUOYANT WEALTH
AMBLER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BUOYANT WEALTH | State registered | Dec 17, 2018 | n/a | yes | AMBLER, PA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 23, 2014 | Nov 8, 2018 | no | KING OF PRUSSIA, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 22, 2012 | Jan 2, 2015 | no | HORSHAM, PA|RADNOR, PA|CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | BUOYANT WEALTH | Nov 8, 2018 | Dec 17, 2018 | 39 | Firm change | Ibd to state RIA |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 2, 2015 | Dec 23, 2014 | -10 | Firm change | Wirehouse to ibd |