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RIA / WealthAdvisor22 years in industry

ERIC PETER WHITE

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PHOENIX, AZ | LOUISVILLE, KY | LEXINGTON, KY

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Search this name across graphsid dfx:ria:0f928606-2324-174a-91e7-e2ef7c829ad5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 8, 2004
First registration: Mar 19, 2015
Dual registered: no
Other names: ERIC P WHITE
IAPD individual key: 4797829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Oct 16, 2024	n/a	yes	LOUISVILLE, KY\|LEXINGTON, KY\|PHOENIX, AZ	Current employment
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.	Independent wealth	Oct 23, 2018	Apr 1, 2024	no	NICHOLASVILLE, KY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 3, 2017	Jul 27, 2018	no	LEXINGTON, KY\|LOUISVILLE, KY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jun 2, 2017	no	LEXINGTON, KY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 19, 2015	Mar 25, 2017	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|LEXINGTON, KY\|INDIANAPOLIS, IN\|LEXINGTON, KY\|LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.	FOUNDATIONS INVESTMENT ADVISORS LLC	Apr 1, 2024	Oct 16, 2024	198	Firm change	RIA to RIA
PARK AVENUE SECURITIES LLC	SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.	Jul 27, 2018	Oct 23, 2018	88	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	Jun 2, 2017	Jul 3, 2017	31	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.Registered adviserregistration: previous registration
Oct 23, 2018 to Apr 1, 2024factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jul 3, 2017 to Jul 27, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jun 2, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 19, 2015 to Mar 25, 2017factForm ADV

Dated events

Occurred
Apr 1, 2024
Advisor changed firm
Eric Peter White left Spectrum Financial Alliance, Ltd., L.L.C. for Foundations Investment Advisors Llc (registered 2024-10-16)
Form ADVobserved 4 days ago