DFX Intelligence

S••••••• F•••••••• A•••••••• L•••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S••••••• F•••••••• A•••••••• L•••• L•••••

CRD 125147

NICHOLASVILLE, KY

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Search this name across graphsid dfx:ria:4d16106e-066f-9bd7-f29b-c11a55148f33

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Dec 21, 2011 to Aug 10, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $813M••• Locked
Discretionary RAUM: $813M
Private client RAUM: $813Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $271Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• K•••• B••••••	Certified Financial Planner	NICHOLASVILLE, KY	29	38	2	no
C••••• M••••••	Certified Financial Planner	NICHOLASVILLE, KY	3	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C••••••• K••••	MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER	E	yes	01/2000	Dec 21, 2011	Jul 17, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$813M	$351M	131.8%	$228M	52.8%	14	9	0	0

Relationships

Registered with (9)

← C••••••••• B•••• E••••Advisorregistration: previous registration
Mar 30, 2015 to Sep 8, 2016factForm ADV
← C••••• M••••••Advisorregistration: current employment
Jul 24, 2023 to presentfactForm ADV
← C•••••• K•••• B••••••Advisorregistration: current employment
Apr 29, 1997 to presentfactForm ADV
← V•••••• C••••• M•••••••••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$137M
Occurred
Jan 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 3, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d16106e-066f-9bd7-f29b-c11a55148f33
First observed: Dec 21, 2011
Last observed: Aug 10, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.