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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ERIN WALTERS NELSON

Advisor at ASCENSUS INVESTMENT ADVISORS, LLC

LEESBURG, VA | NEEDHAM, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENSUS INVESTMENT ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 30, 1999
First registration: May 17, 2002
Dual registered: yes, broker-dealer
Other names: ERIN E. WALTERS|ERIN E WALTERS
IAPD individual key: 3258493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Jul 17, 2024	n/a	yes	NEEDHAM, MA\|LEESBURG, VA	Current employment
NEWPORT GROUP CONSULTING, LLC	Institutional manager	Jan 8, 2018	Jul 22, 2024	no	Dallas, TX\|LAKE MARY, FL\|HIGHLAND VILLAGE, TX\|LEESBURG, VA	Previous registration
NEWPORT GROUP SECURITIES, INC.	Former SEC adviser	May 19, 2011	Dec 22, 2017	no	DALLAS, TX\|LAKE MARY, FL\|LAKE MARY, FL\|Lake Mary, FL\|DALLAS, TX\|Dallas, TX\|Highland Village, TX	Previous registration
E*TRADE ADVISORY SERVICES, INC.	n/a	May 17, 2002	Jun 11, 2003	no	EULESS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWPORT GROUP CONSULTING, LLC	ASCENSUS INVESTMENT ADVISORS, LLC	Jul 22, 2024	Jul 17, 2024	-5	Channel change	Other
NEWPORT GROUP SECURITIES, INC.	NEWPORT GROUP CONSULTING, LLC	Dec 22, 2017	Jan 8, 2018	17	Channel change	Other
E*TRADE ADVISORY SERVICES, INC.	NEWPORT GROUP SECURITIES, INC.	Jun 11, 2003	May 19, 2011	2,899	Firm change after gap	Other

Relationships

Registered with (4)

→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 17, 2024 to presentfactForm ADV
→ NEWPORT GROUP CONSULTING, LLCRegistered adviserregistration: previous registration
Jan 8, 2018 to Jul 22, 2024factForm ADV
→ NEWPORT GROUP SECURITIES, INC.Registered adviserregistration: previous registration
May 19, 2011 to Dec 22, 2017factForm ADV
→ E*TRADE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 17, 2002 to Jun 11, 2003factForm ADV

Dated events

No dated event names this entity yet.