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CRD 140944
LAKE MARY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LINDSEY ELIZABETH ELLIS | n/a | LAKE MARY, FL | SPANISH FORT, AL | 13 | 18 | 1 | no |
| PAUL ROBERT MOEHLE | Chartered Financial Analyst | LAKE MARY, FL | 9 | 15 | 1 | no |
| MATTHEW EDWIN MEYER | n/a | Orlando, FL | LAKE MARY, FL | 9 | 28 | 5 | yes |
| PAUL GERALD ESCOBAR | n/a | LAKE MARY, FL | Belle Isle, FL | 9 | 27 | 5 | yes |
| STEVEN FRANCIS SCHREIBER | Chartered Financial Analyst | LAKE MARY, FL | Ocoee, FL | 9 | 18 | 2 | no |
| STEVE LEE WILLIAMS | Chartered Financial Analyst | LAKE MARY, FL | Sanford, FL | 8 | 23 | 1 | yes |
| EDDIE BRYAN ALLEN | n/a | LAKE MARY, FL | JACKSONVILLE, FL | 8 | 32 | 1 | yes |
| MICHAEL DOUGLAS SHANNON | Chartered Financial Analyst | LAKE MARY, FL | 8 | 31 | 1 | yes |
| JANE ELIZABETH KELLER | n/a | LAKE MARY, FL | 8 | 27 | 1 | no |
| JULIE MERRITT LEINENBACH | Chartered Financial Analyst | LAKE MARY, FL | St Johns, FL | 8 | 21 | 1 | no |
| ANDREW PHILIP ARIGO | n/a | LAKE MARY, FL | 8 | 25 | 1 | yes |
| JUSTIN TYLER FEATHER | n/a | LAKE MARY, FL | 7 | 22 | 1 | yes |
| NADIR RASHID MINOCHER | n/a | Auburndale, MA | LAKE MARY, FL | 4 | 34 | 4 | yes |
| TRENTON JAMES HOLEC | n/a | LAKE MARY, FL | Des Moines, IA | 4 | 20 | 3 | yes |
| Philip Bradford Kidd | n/a | LAKE MARY, FL | 3 | 21 | 5 | yes |
| Alexander Marcus | n/a | LAKE MARY, FL | 3 | 11 | n/a | yes |
| JEFFREY MARSHALL BUSH | n/a | winter Park, FL | LAKE MARY, FL | 1 | 12 | 1 | yes |
| Scott Kenneth Koviak | Chartered Financial Analyst | Seminole, FL | LAKE MARY, FL | 1 | 13 | 2 | no |
| Viorica Wildes | Chartered Financial Analyst | LAKE MARY, FL | Sterling, VA | 1 | 11 | n/a | yes |
| Katie Lynn Wright | n/a | LAKE MARY, FL | Sanford, FL | 1 | 10 | 1 | yes |
| MATTHEW PAUL WAGGONER | n/a | LAKE MARY, FL | Inver Grove Heights, MN | 0 | 14 | 1 | no |
| Michael Joseph DeSimone | Chartered Financial Analyst | LAKE MARY, FL | St. Petersburg, FL | 0 | 19 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ASCENSUS GROUP HOLDINGS, INC. | 100% OWNER ASCENSUS HOLDINGS, INC. | E | yes | 01/2018 | Mar 28, 2024 | Oct 16, 2024 |
| ASCENSUS GROUP, LLC | 100% OWNER OF IGNITE ACQUIROR, INC | E | yes | 01/2018 | May 5, 2022 | Oct 16, 2024 |
| ASCENSUS HOLDINGS, INC. | 100% OWNER OF ASCENSUS GROUP, LLC | E | yes | 01/2018 | May 5, 2022 | Oct 16, 2024 |
| FOLMER, MICHAEL, ROBERT | TREASURER AND VP OF TAX & FINANCE | Na | yes | 04/2022 | May 25, 2022 | Oct 16, 2024 |
| IGNITE ACQUIROR, INC | 100% OWNER OF NEWPORT GROUP HOLDINGS II, INC. | E | yes | 04/2022 | May 5, 2022 | Oct 16, 2024 |
| KAPLAN, ROBERT, BARRY | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2022 | May 25, 2022 | Oct 16, 2024 |
| MERCURY INTERMEDIATE I, INC. | 100% OWNER OF MERCURY INTERMEDIATE II, INC. | E | yes | 08/2021 | May 5, 2022 | Oct 16, 2024 |
| MERCURY INTERMEDIATE II, INC. | 100% OWNER OF ASCENSUS GROUP HOLDINGS, INC. | E | yes | 08/2021 | May 5, 2022 | Oct 16, 2024 |
| MERCURY PARENT HOLDINGS, INC. | 100% OWNER OF MERCURY INTERMEDIATE I, INC. | E | yes | 08/2021 | May 5, 2022 | Oct 16, 2024 |
| MEYER, MATTHEW, EDWIN | PRESIDENT AND MANAGER | Na | yes | 05/2017 | Mar 31, 2017 | Oct 16, 2024 |
| NEWPORT GROUP HOLDINGS II, INC. | 100% OWNER OF NEWPORT GROUP, INC. | E | yes | 09/2018 | Oct 3, 2018 | Oct 16, 2024 |
| NEWPORT GROUP, INC. | Owner | E | yes | 03/2016 | Apr 26, 2016 | Oct 16, 2024 |
| SHERRARD, TERESA, JEAN | VICE PRESIDENT | Na | yes | 04/2022 | May 25, 2022 | Oct 16, 2024 |
| TRIDENT VIII, L.P | 29.4% OWNER OF MERCURY PARENT HOLDINGS, INC. | C | yes | 08/2021 | May 5, 2022 | Oct 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ASCENSUS INVESTMENT ADVISORS, LLC | n/a | Institutional manager | $13B | N | yes | n/a |
| NYHART CONSULTING, LLC | n/a | Former SEC adviser | $11.1M | N | yes | n/a |
| ASCENSUS BROKER DEALER SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| ASCENSUS TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| KROLL SECURITIES LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWPORT GROUP, INC. | n/a | n/a | n/a | Y | no | n/a |
| NEWPORT TRUST COMPANY | n/a | n/a | n/a | N | yes | Dc |
| PROVIDENT TRUST GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $5.1B | $5.1B | 31 | 14 | 0 | n/a | n/a |
| 2024 | Mar 24, 2025 | $4.4B | $4.4B | 28 | 10 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.6B | $2.6B | 30 | 11 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $10B | $634M | 38 | 38 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $13B | $942M | 50 | 40 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $12B | $653M | 54 | 44 | 1 | n/a | n/a |
| 2019 | Mar 31, 2020 | $7.0B | $339M | 32 | 22 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.7B | $281M | 32 | 22 | 1 | n/a | n/a |
| 2017 | Mar 21, 2018 | $990M | $254M | 0 | 0 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $820M | $250M | 0 | 0 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $865M | $218M | 6 | 4 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $816M | $182M | 6 | 4 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $622M | $137M | 10 | 6 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $465M | $96.9M | 10 | 4 | n/a | n/a | n/a |
| 2011 | Apr 5, 2012 | $323M | $44.4M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.1B | $4.4B | 14.9% | $10B | -21.4% | 31 | 28 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC | 2 | Nov 26, 2018 | Nov 25, 2020 | APPLETON, WI | Team lift out | Other | 100.0% |
| NEWPORT GROUP SECURITIES, INC. | 16 | Dec 21, 2017 | Jan 1, 2025 | LAKE MARY, FL | Firm absorbed | Other | 72.7% |