DFX Intelligence
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Reading the graph
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Advisor at L•• • A••••••••• I••
GLEN ECHO, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• • A••••••••• I•• | Independent wealth | Nov 14, 2019 | n/a | yes | GLEN ECHO, MD | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 31, 2019 | Sep 16, 2022 | no | GLEN ECHO, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• • A••••••••• I•• | Sep 16, 2022 | Nov 14, 2019 | -1,037 | Firm change after gap | Ibd to RIA |
| S••••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 6, 2014 | Jul 31, 2019 |
| S••••••••• | Former SEC adviser | Dec 21, 2007 | Oct 6, 2014 | no | FULTON, MD | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 24, 1999 | Nov 16, 2007 | no | GLEN ECHO, MD|GLEN ECHO, MD | Previous registration |
| 1,759 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | S••••••••• | Nov 16, 2007 | Dec 21, 2007 | 35 | Firm change | Other |