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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STRATWEALTH

STRATEGIC WEALTH MANAGEMENT GROUP, LLC, CRD 113678

FULTON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2f30c36-40c9-4253-be67-22ca03a5bb7c

Data as of Jan 19, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 15
On other graphs: 1
Observed: Mar 5, 2012 to Jan 19, 2021
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Stratwealth

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2021-01-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 15
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3,700
Individual clients: 705
High net worth clients: 428
Custody, client assets: $255M
SEC number: 801-61179
CRD: 113678
Filings on the tape: 34
First filed: Mar 5, 2012
Latest filed: Jan 19, 2021
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DECARLO, JAMES, EDWIN	CHIEF STRATEGIC GROWTH OFFICER	Na	yes	11/2020	Mar 20, 2018	Jan 19, 2021
DEL PRIORE, MICHAEL, J	CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
LAMENA, MICHAEL, ANTHONY	CHIEF EXECUTIVE OFFICER	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.	Owner	C	yes	02/2017	Nov 18, 2020	Jan 19, 2021
MADISON DEARBORN PARTNERS	GENERAL PARTNER	F	yes	07/2013	Nov 18, 2020	Jan 19, 2021
MADISON DEARBORN PARTNERS VI-A&C, L.P.	GENERAL PARTNER	F	yes	07/2013	Nov 18, 2020	Jan 19, 2021
MORIARTY, MICHAEL, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	11/2020	Jan 19, 2021	Jan 19, 2021
NFP CORP.	Shareholder	E	yes	08/2005	Nov 18, 2020	Jan 19, 2021
NFP HOLDINGS, LLC	Owner	E	yes	07/2013	Nov 18, 2020	Jan 19, 2021
NFP INTERMEDIATE HOLDINGS A. CORP.	Owner	E	yes	07/2013	Nov 18, 2020	Jan 19, 2021
NFP INTERMEDIATE HOLDINGS B. CORP.	Owner	E	yes	07/2013	Nov 18, 2020	Jan 19, 2021
NFP PARENT CO, LLC	Owner	E	yes	10/2014	Nov 18, 2020	Jan 19, 2021
NFP ULTIMATE HOLDINGS, LLC	Owner	E	yes	02/2017	Nov 18, 2020	Jan 19, 2021
POWERS, BRIAN, DAVID	CHIEF FINANCIAL OFFICER	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
SONTAG, ERIC, MATTHEW	PRESIDENT & CHIEF OPERATIONS OFFICER	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
SONTAG, HOWARD, VAUGHN	CHAIRMAN & SR. MANAGING DIRECTOR	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
STASTNEY, HOYT, RONALD	CHIEF LEGAL OFFICER	Na	yes	11/2020	Nov 18, 2020	Jan 19, 2021
WEALTHSPIRE ADVISORS	Owner	E	yes	11/2020	Nov 18, 2020	Jan 19, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP RETIREMENT INC.	n/a	Institutional manager	$39B	N	yes	n/a
WEALTHSPIRE ADVISORS LLC	n/a	Independent wealth	$34B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Annapolis	Md	United States	5	no
Salisbury	Md	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 19, 2021	$1.8B	$1.4B	22	15	2	n/a	n/a
2019	Mar 3, 2020	$1.5B	$1.1B	28	17	2	n/a	n/a
2018	Mar 8, 2019	$1.2B	$915M	25	15	2	n/a	n/a
2017	Mar 20, 2018	$1.2B	$924M	23	12	1	n/a	n/a
2016	Feb 11, 2017	$1.0B	$789M	25	13	n/a	n/a	n/a
2015	Mar 26, 2016	$939M	$706M	27	15	n/a	n/a	n/a
2014	Feb 25, 2015	$903M	$667M	27	15	n/a	n/a	n/a
2013	Feb 3, 2014	$841M	$630M	19	10	n/a	n/a	n/a
2012	Jan 16, 2013	$761M	$544M	19	11	n/a	n/a	n/a
2011	Mar 5, 2012	$670M	$493M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.8B	$1.5B	20.4%	$1.2B	13.4%	22	28	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE ADVISORS	13	Oct 1, 2021	Jan 1, 2025	FULTON, MD	Firm absorbed	RIA to RIA	92.9%

Relationships

Affiliated with (2)

→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV

Controls (17)

← WEALTHSPIRE ADVISORSOwnerOWNER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV
← SONTAG, HOWARD, VAUGHNOwnerCHAIRMAN & SR. MANAGING DIRECTOR, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← MADISON DEARBORN PARTNERSOwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 18, 2020 to presentfactForm ADV
← LAMENA, MICHAEL, ANTHONYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← MORIARTY, MICHAEL, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 19, 2021 to presentfactForm ADV
← POWERS, BRIAN, DAVIDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← SONTAG, ERIC, MATTHEWOwnerPRESIDENT & CHIEF OPERATIONS OFFICER, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← DECARLO, JAMES, EDWINOwnerCHIEF STRATEGIC GROWTH OFFICER, ownership code NA, individual
Mar 20, 2018 to presentfactForm ADV
← DEL PRIORE, MICHAEL, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← STASTNEY, HOYT, RONALDOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Nov 18, 2020 to presentfactForm ADV
← MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.OwnerOWNER, ownership code C, domestic entity
Nov 18, 2020 to presentfactForm ADV
← MADISON DEARBORN PARTNERS VI-A&C, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 18, 2020 to presentfactForm ADV
← NFP CORP.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS A. CORP.OwnerOWNER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORP.OwnerOWNER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV
← NFP PARENT CO, LLCOwnerOWNER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV
← NFP ULTIMATE HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Nov 18, 2020 to presentfactForm ADV

Moved with (1)

→ WEALTHSPIRE ADVISORSRegistered adviser13 advisors, firm absorbed, same day
Oct 1, 2021 to Jan 1, 2025factForm ADV

Registered with (23)

← EDWARD CHARLES VONLANGEAdvisorregistration: previous registration
Apr 5, 2018 to Oct 1, 2021factForm ADV
← JAMES MARK GRIESSERAdvisorregistration: previous registration
May 17, 2002 to Oct 1, 2021factForm ADV
← JAMES KURZ EICHELBERGERAdvisorregistration: previous registration
May 17, 2002 to Oct 1, 2021factForm ADV
← JENNINE RAMSEY LACROIXAdvisorregistration: previous registration
May 17, 2002 to Oct 1, 2021factForm ADV
← GARY PAUL DESJARDINSAdvisorregistration: previous registration
May 17, 2002 to Oct 1, 2021factForm ADV
← CHARLES GERALD WALKERAdvisorregistration: previous registration
Feb 11, 2019 to Oct 1, 2021factForm ADV
← JOSEPH PATRICK GARRISONAdvisorregistration: previous registration
Oct 26, 2004 to Oct 1, 2021factForm ADV
← KIMBERLY SARAH MAGAHAAdvisorregistration: previous registration
Aug 3, 2006 to Oct 1, 2021factForm ADV
← ERIK ANTHONY SZABOCSIKAdvisorregistration: previous registration
Jan 2, 2020 to Oct 1, 2021factForm ADV
← MICHAEL J DEL PRIOREAdvisorregistration: previous registration
Nov 16, 2020 to Oct 1, 2021factForm ADV
← AMANDA NICOLE CAMPBELLAdvisorregistration: previous registration
Sep 30, 2013 to Oct 1, 2021factForm ADV
← Tatiana Y DadykinaAdvisorregistration: previous registration
Jul 6, 2018 to Oct 1, 2021factForm ADV
← LUKE STEVEN SMITHAdvisorregistration: previous registration
Mar 29, 2021 to Oct 1, 2021factForm ADV
← Samia Liane ClookieAdvisorregistration: previous registration
Jul 26, 2021 to Oct 1, 2021factForm ADV
← JOSHUA FREDERICK WILLIFORDAdvisorregistration: previous registration
May 24, 2018 to Jan 27, 2020factForm ADV
← Benjamin David ScrivenerAdvisorregistration: previous registration
Aug 31, 2018 to Apr 26, 2019factForm ADV
← SHAUN EDDYAdvisorregistration: previous registration
May 17, 2002 to Apr 18, 2017factForm ADV
← PATRICIA V. EDDYAdvisorregistration: previous registration
Feb 4, 2009 to Sep 19, 2016factForm ADV
← Todd NorrisAdvisorregistration: previous registration
May 12, 2015 to Jan 6, 2016factForm ADV
← Kristopher MaleskiAdvisorregistration: previous registration
Jan 27, 2015 to Aug 12, 2015factForm ADV
← DAVITA CRYSTAL ALFORD-COOPERAdvisorregistration: previous registration
Dec 21, 2007 to Oct 6, 2014factForm ADV
← JAMES WESLEY BATTLEAdvisorregistration: previous registration
Feb 21, 2012 to Dec 5, 2013factForm ADV
← CHAD EVANS FOSTERAdvisorregistration: previous registration
May 7, 2010 to Jan 17, 2013factForm ADV

Dated events

Occurred
Jan 19, 2021
Control person joined
Joseph Michael Moriarty (Chief Investment Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
David Brian Powers (Chief Financial Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
Ronald Hoyt Stastney (Chief Legal Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
Anthony Michael Lamena (Chief Executive Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
Matthew Eric Sontag (President & Chief Operations Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
Vaughn Howard Sontag (Chairman & Sr. Managing Director) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person joined
J Michael Del Priore (Chief Compliance Officer) appeared on Schedule A of Stratwealth
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Mark James Griesser (Member, Chief Compliance Officer (January 2017)) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Kurz James Eichelberger (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Paul Gary Desjardins (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Ramsey Jennine Lacroix (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Patrick Joseph Garrison (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Sarah Kimberly Magaha (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Brown Patricia Achterhof (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago
Occurred
Nov 18, 2020
Control person left
Nicole Amanda Campbell (Member) no longer on Schedule A of Stratwealth (listed 2020-06-24, absent 2020-11-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2f30c36-40c9-4253-be67-22ca03a5bb7c
First observed: Mar 5, 2012
Last observed: Jan 19, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATWEALTH

STRATEGIC WEALTH MANAGEMENT GROUP, LLC, CRD 113678

FULTON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2f30c36-40c9-4253-be67-22ca03a5bb7c

Data as of Jan 19, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DECARLO, JAMES, EDWIN

CHIEF STRATEGIC GROWTH OFFICER

yes

11/2020

Mar 20, 2018

Jan 19, 2021

DEL PRIORE, MICHAEL, J

CHIEF COMPLIANCE OFFICER

yes

11/2020

Nov 18, 2020

Jan 19, 2021

LAMENA, MICHAEL, ANTHONY

CHIEF EXECUTIVE OFFICER

yes

11/2020

Nov 18, 2020

Jan 19, 2021

MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.

Owner

yes

02/2017

Nov 18, 2020

Jan 19, 2021

MADISON DEARBORN PARTNERS

GENERAL PARTNER

yes

07/2013

Nov 18, 2020

Jan 19, 2021

MADISON DEARBORN PARTNERS VI-A&C, L.P.

GENERAL PARTNER

yes

07/2013

Nov 18, 2020

Jan 19, 2021

MORIARTY, MICHAEL, JOSEPH

CHIEF INVESTMENT OFFICER

yes

11/2020

Jan 19, 2021

NFP CORP.

Shareholder

yes

08/2005

Nov 18, 2020

Jan 19, 2021

NFP HOLDINGS, LLC

Owner

yes

07/2013

Nov 18, 2020

Jan 19, 2021

NFP INTERMEDIATE HOLDINGS A. CORP.

Owner

yes

07/2013

Nov 18, 2020

Jan 19, 2021

NFP INTERMEDIATE HOLDINGS B. CORP.

Owner

yes

07/2013

Nov 18, 2020

Jan 19, 2021

NFP PARENT CO, LLC

Owner

yes

10/2014

Nov 18, 2020

Jan 19, 2021

NFP ULTIMATE HOLDINGS, LLC

Owner

yes

02/2017

Nov 18, 2020

Jan 19, 2021

POWERS, BRIAN, DAVID

CHIEF FINANCIAL OFFICER

yes

11/2020

Nov 18, 2020

Jan 19, 2021

SONTAG, ERIC, MATTHEW

PRESIDENT & CHIEF OPERATIONS OFFICER

yes

11/2020

Nov 18, 2020

Jan 19, 2021

SONTAG, HOWARD, VAUGHN

CHAIRMAN & SR. MANAGING DIRECTOR

yes

11/2020

Nov 18, 2020

Jan 19, 2021

STASTNEY, HOYT, RONALD

CHIEF LEGAL OFFICER

yes

11/2020

Nov 18, 2020

Jan 19, 2021

WEALTHSPIRE ADVISORS

Owner

yes

11/2020

Nov 18, 2020

Jan 19, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP RETIREMENT INC.

n/a

Institutional manager

$39B

yes

n/a

WEALTHSPIRE ADVISORS LLC

n/a

Independent wealth

$34B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Annapolis

United States

Salisbury

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 19, 2021

$1.8B

$1.4B

n/a

2019

Mar 3, 2020

$1.5B

$1.1B

n/a

2018

Mar 8, 2019

$1.2B

$915M

n/a

2017

Mar 20, 2018

$1.2B

$924M

n/a

2016

Feb 11, 2017

$1.0B

$789M

n/a

2015

Mar 26, 2016

$939M

$706M

n/a

2014

Feb 25, 2015

$903M

$667M

n/a

2013

Feb 3, 2014

$841M

$630M

n/a

2012

Jan 16, 2013

$761M

$544M

n/a

2011

Mar 5, 2012

$670M

$493M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.8B

$1.5B

20.4%

$1.2B

13.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE ADVISORS

Oct 1, 2021

Jan 1, 2025

FULTON, MD

Firm absorbed

RIA to RIA

92.9%