This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CRESSET ASSET MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 31, 1996earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

6

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65|S66

First exam

Dec 31, 1996

First registration

Nov 20, 2007

Dual registered

no

IAPD individual key

2806689

• Occurred

  Feb 16, 2022
  Advisor changed firm

  Karen Sotallaro left Oak Harvest Investment Services for Cresset Asset Management, Llc (registered 2022-03-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0fa78373-673f-ac3f-a90b-2e9d71f23f53

First observed

Nov 20, 2007

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.