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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

OAK HARVEST INVESTMENT SERVICES

OAK HARVEST INVESTMENT SERVICES, LLC, CRD 173293

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c5b9942-5fea-f9c8-05b6-e3ee69bc71c2

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 18
On other graphs: 0
Observed: Apr 22, 2019 to Apr 22, 2026
76 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.08 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $59.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 44
Advisory employees: 19
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,927
Individual clients: 564
High net worth clients: 404
Custody, client assets: $796M
SEC number: 801-116667
CRD: 173293
Filings on the tape: 76
First filed: Apr 22, 2019
Latest filed: Apr 22, 2026
Organised: Limited Liability Company, TX
Website: podbean.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TROY ROBERT SHARPE	Certified Financial Planner	HOUSTON, TX	8	18	1	no
Christopher Tran Myrick	n/a	HOUSTON, TX	8	12	1	no
James Andrew McFarland	n/a	HOUSTON, TX	8	10	1	no
Jessica Cannella	n/a	HOUSTON, TX	8	16	n/a	no
CHRISTOPHER PERRAS	Chartered Financial Consultant\|Chartered Financial Analyst	HOUSTON, TX	8	13	2	no
Nicole May Riney	Certified Financial Planner	HOUSTON, TX	6	17	n/a	no
Ryan Patrick Kenney	n/a	HOUSTON, TX	6	11	n/a	no
EDWARD J ROSSI	Certified Financial Planner	HOUSTON, TX	6	33	9	no
Chad Lee Schneider	n/a	HOUSTON, TX	4	26	2	no
Dustin Humrich	Chartered Financial Consultant	HOUSTON, TX	4	11	2	no
Elizabeth Anne Krog	Certified Financial Planner	HOUSTON, TX	4	11	n/a	no
CHARLES DAVID SCAVONE	Chartered Financial Analyst	HOUSTON, TX	3	23	3	no
ERIC Luan-Trong NGUYEN	Certified Financial Planner	HOUSTON, TX	3	12	4	no
JANICE JACQUELINE WHITTEN	Certified Financial Planner	HOUSTON, TX	3	29	3	no
Tavis Gannon Parkerson	n/a	HOUSTON, TX	2	12	1	no
DWANE JOSEPH BACAK	Chartered Financial Analyst	HOUSTON, TX	2	31	n/a	no
LARISA ANNE KUTAC	n/a	HOUSTON, TX	0	10	n/a	no
HEATHER RENEE HOFSTETTER	Chartered Financial Consultant	HOUSTON, TX	0	18	2	no
Tatum Isabella Arther	n/a	HOUSTON, TX	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KATTNER, CHRISTOPHER, NATHAN	CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Apr 22, 2026	Apr 22, 2026
OHFG VENTURES, LP	HOLDING COMPANY	E	yes	05/2018	Apr 22, 2026	Apr 22, 2026
Sharpe, Jessica, Cannella	President	Na	yes	04/2018	Apr 22, 2026	Apr 22, 2026
SHARPE, TROY, ROBERT	CHIEF EXECUTIVE OFFICER	Na	yes	09/2014	Apr 22, 2026	Apr 22, 2026
OHFG MANAGEMENT, INC	GENERAL PARTNER	E	yes	05/2018	May 7, 2019	Nov 13, 2024
Sharpe, Jessica, Cannella	Owner	C	yes	05/2018	May 7, 2019	Nov 13, 2024
SHARPE, TROY, ROBERT	Owner	D	yes	05/2018	Apr 22, 2019	Nov 13, 2024
SCAVONE, CHARLES, DAVID	CHIEF INVESTMENT OFFICER	Na	no	01/2026	Apr 22, 2026	Apr 22, 2026
PERRAS, CHRISTOPHER	CHIEF INVESTMENT OFFICER	Na	no	04/2018	May 7, 2019	Nov 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OAK HARVEST INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
OAK HARVEST LONG/SHORT HEDGED EQUITY FUND	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$1.1B	$1.1B	44	19	0	n/a	n/a
2024	Apr 29, 2025	$941M	$941M	39	22	0	n/a	n/a
2023	Mar 22, 2024	$729M	$729M	37	22	0	n/a	n/a
2022	Mar 14, 2023	$555M	$555M	15	14	0	n/a	n/a
2021	Feb 22, 2022	$545M	$545M	12	12	0	n/a	n/a
2020	Mar 15, 2021	$309M	$309M	9	9	4	n/a	n/a
2019	Mar 9, 2020	$182M	$182M	9	9	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	10.5%	2	1	0	5	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$941M	20.8%	$555M	27.0%	44	39	0	0

Relationships

Registered with (28)

← Tatum Isabella ArtherAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← HEATHER RENEE HOFSTETTERAdvisorregistration: current employment
Aug 26, 2026 to presentfactForm ADV
← LARISA ANNE KUTACAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← DWANE JOSEPH BACAKAdvisorregistration: current employment
Oct 10, 2023 to presentfactForm ADV
← Tavis Gannon ParkersonAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← JANICE JACQUELINE WHITTENAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← ERIC Luan-Trong NGUYENAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← CHARLES DAVID SCAVONEAdvisorregistration: current employment
Jan 27, 2023 to presentfactForm ADV
← Elizabeth Anne KrogAdvisorregistration: current employment
Mar 29, 2022 to presentfactForm ADV
← Dustin HumrichAdvisorregistration: current employment
Mar 7, 2022 to presentfactForm ADV
← Chad Lee SchneiderAdvisorregistration: current employment
Oct 26, 2021 to presentfactForm ADV
← EDWARD J ROSSIAdvisorregistration: current employment
Feb 25, 2020 to presentfactForm ADV
← Ryan Patrick KenneyAdvisorregistration: current employment
Feb 18, 2020 to presentfactForm ADV
← Nicole May RineyAdvisorregistration: current employment
Dec 6, 2019 to presentfactForm ADV
← CHRISTOPHER PERRASAdvisorregistration: current employment
Apr 4, 2018 to presentfactForm ADV
← Jessica CannellaAdvisorregistration: current employment
Feb 15, 2018 to presentfactForm ADV
← TROY ROBERT SHARPEAdvisorregistration: previous registration
Dec 3, 2014 to Dec 31, 2017factForm ADV
← Christopher Tran MyrickAdvisorregistration: previous registration
Apr 5, 2017 to Dec 31, 2017factForm ADV
← James Andrew McFarlandAdvisorregistration: previous registration
Apr 13, 2017 to Dec 31, 2017factForm ADV
← Nicholas CasanovaAdvisorregistration: previous registration
Oct 16, 2025 to Jul 15, 2026factForm ADV
← Marcel John KelleyAdvisorregistration: previous registration
Jan 19, 2024 to Jan 7, 2026factForm ADV
← Michael StuartAdvisorregistration: previous registration
Dec 14, 2023 to Aug 26, 2025factForm ADV
← JOHN LUCAS VACLAVIKAdvisorregistration: previous registration
Jan 27, 2023 to Aug 14, 2024factForm ADV
← ANNA V DASHKEVICHAdvisorregistration: previous registration
Dec 16, 2021 to May 3, 2023factForm ADV
← Jared D KenneyAdvisorregistration: previous registration
Jan 12, 2018 to Dec 7, 2022factForm ADV
← Amy Michele ZamikovskyAdvisorregistration: previous registration
Feb 25, 2022 to Sep 14, 2022factForm ADV
← Jennifer ZittelAdvisorregistration: previous registration
Apr 14, 2021 to Jul 25, 2022factForm ADV
← KAREN SOTALLAROAdvisorregistration: previous registration
Jun 2, 2021 to Feb 16, 2022factForm ADV

Owns (1)

← PERRAS, CHRISTOPHEROwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
May 7, 2019 to Nov 13, 2024factForm ADV

Controls (5)

← KATTNER, CHRISTOPHER, NATHANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 12, 2022 to Nov 13, 2024factForm ADV
← SHARPE, TROY, ROBERTOwnerOWNER, ownership code D, individual
Apr 22, 2019 to Nov 13, 2024factForm ADV
← Sharpe, Jessica, CannellaOwnerOWNER, ownership code C, individual
May 7, 2019 to Nov 13, 2024factForm ADV
← OHFG MANAGEMENT, INCOwnerGENERAL PARTNER, ownership code E, domestic entity
May 7, 2019 to Nov 13, 2024factForm ADV
← OHFG VENTURES, LPOwnerHOLDING COMPANY, ownership code E, domestic entity
May 7, 2019 to Nov 13, 2024factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
Nicholas Casanova left Oak Harvest Investment Services for Willis Johnson Wealth (registered 2026-08-14)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2026
Advisor changed firm
Marcel John Kelley left Oak Harvest Investment Services for Alloy Investment Management (registered 2026-01-09)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2025
Advisor changed firm
Michael Stuart left Oak Harvest Investment Services for Omnistar Financial Group, Inc. (registered 2026-05-11)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2025
Regulatory AUM changed
Oak Harvest Investment Services reported RAUM $940.8M, up 29% from $728.8M (2024-11-13 to 2025-03-03)
Form ADVobserved 4 days ago
$212M
Occurred
Aug 14, 2024
Advisor changed firm
John Lucas Vaclavik left Oak Harvest Investment Services for Quotient Wealth Partners, Llc (registered 2024-11-08)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2024
Regulatory AUM changed
Oak Harvest Investment Services reported RAUM $728.8M, up 31% from $555.0M (2023-12-21 to 2024-03-22)
Form ADVobserved 4 days ago
$174M
Occurred
May 3, 2023
Advisor changed firm
Anna V Dashkevich left Oak Harvest Investment Services for Mml Investors Services, Llc (registered 2023-05-18)
Form ADVobserved 4 days ago
Occurred
Feb 9, 2023
Control person left
D Jared Kenney (Vice President) no longer on Schedule A of Oak Harvest Investment Services (listed 2022-11-01, absent 2023-02-09)
Form ADVobserved 4 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Jared D Kenney left Oak Harvest Investment Services for Avidian Wealth Solutions (registered 2022-11-04)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2022
Advisor changed firm
Amy Michele Zamikovsky left Oak Harvest Investment Services for Woodson Wealth Management (registered 2023-04-04)
Form ADVobserved 4 days ago
Occurred
Jul 25, 2022
Advisor changed firm
Jennifer Zittel left Oak Harvest Investment Services for Park Avenue Securities Llc (registered 2023-05-10)
Form ADVobserved 4 days ago
Occurred
Jul 12, 2022
Control person joined
Nathan Christopher Kattner (Chief Compliance Officer) appeared on Schedule A of Oak Harvest Investment Services
Form ADVobserved 4 days ago
Occurred
Feb 16, 2022
Advisor changed firm
Karen Sotallaro left Oak Harvest Investment Services for Cresset Asset Management, Llc (registered 2022-03-15)
Form ADVobserved 4 days ago
Occurred
Feb 15, 2022
Regulatory AUM changed
Oak Harvest Investment Services reported RAUM $544.8M, up 76% from $308.7M (2021-12-22 to 2022-02-15)
Form ADVobserved 4 days ago
$236M
Occurred
Mar 15, 2021
Regulatory AUM changed
Oak Harvest Investment Services reported RAUM $308.7M, up 69% from $182.5M (2021-02-01 to 2021-03-15)
Form ADVobserved 4 days ago
$126M
Occurred
Mar 4, 2020
Control person joined
D Jared Kenney (Vice President) appeared on Schedule A of Oak Harvest Investment Services
Form ADVobserved 4 days ago
Occurred
May 7, 2019
Control person joined
Cannella Jessica Sharpe (President) appeared on Schedule A of Oak Harvest Investment Services
Form ADVobserved 4 days ago
Occurred
Apr 22, 2019
First Form ADV filing
Oak Harvest Investment Services filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c5b9942-5fea-f9c8-05b6-e3ee69bc71c2
First observed: Apr 22, 2019
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAK HARVEST INVESTMENT SERVICES

OAK HARVEST INVESTMENT SERVICES, LLC, CRD 173293

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c5b9942-5fea-f9c8-05b6-e3ee69bc71c2

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TROY ROBERT SHARPE

Certified Financial Planner

HOUSTON, TX

Christopher Tran Myrick

n/a

HOUSTON, TX

James Andrew McFarland

n/a

HOUSTON, TX

Jessica Cannella

n/a

HOUSTON, TX

n/a

CHRISTOPHER PERRAS

Chartered Financial Consultant|Chartered Financial Analyst

HOUSTON, TX

Nicole May Riney

Certified Financial Planner

HOUSTON, TX

n/a

Ryan Patrick Kenney

n/a

HOUSTON, TX

n/a

EDWARD J ROSSI

Certified Financial Planner

HOUSTON, TX

Chad Lee Schneider

n/a

HOUSTON, TX

Dustin Humrich

Chartered Financial Consultant

HOUSTON, TX

Elizabeth Anne Krog

Certified Financial Planner

HOUSTON, TX

n/a

CHARLES DAVID SCAVONE

Chartered Financial Analyst

HOUSTON, TX

ERIC Luan-Trong NGUYEN

Certified Financial Planner

HOUSTON, TX

JANICE JACQUELINE WHITTEN

Certified Financial Planner

HOUSTON, TX

Tavis Gannon Parkerson

n/a

HOUSTON, TX

DWANE JOSEPH BACAK

Chartered Financial Analyst

HOUSTON, TX

n/a

LARISA ANNE KUTAC

n/a

HOUSTON, TX

n/a

HEATHER RENEE HOFSTETTER

Chartered Financial Consultant

HOUSTON, TX

Tatum Isabella Arther

n/a

HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KATTNER, CHRISTOPHER, NATHAN

CHIEF COMPLIANCE OFFICER

yes

07/2022

Apr 22, 2026

OHFG VENTURES, LP

HOLDING COMPANY

yes

05/2018

Apr 22, 2026

Sharpe, Jessica, Cannella

President

yes

04/2018

Apr 22, 2026

SHARPE, TROY, ROBERT

CHIEF EXECUTIVE OFFICER

yes

09/2014

Apr 22, 2026

OHFG MANAGEMENT, INC

GENERAL PARTNER

yes

05/2018

May 7, 2019

Nov 13, 2024

Sharpe, Jessica, Cannella

Owner

yes

05/2018

May 7, 2019

Nov 13, 2024

SHARPE, TROY, ROBERT

Owner

yes

05/2018

Apr 22, 2019

Nov 13, 2024

SCAVONE, CHARLES, DAVID

CHIEF INVESTMENT OFFICER

01/2026

Apr 22, 2026

PERRAS, CHRISTOPHER

CHIEF INVESTMENT OFFICER

04/2018

May 7, 2019

Nov 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OAK HARVEST INSURANCE SERVICES, LLC

n/a

yes

n/a

OAK HARVEST LONG/SHORT HEDGED EQUITY FUND

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$1.1B

n/a

2024

Apr 29, 2025

$941M

n/a

2023

Mar 22, 2024

$729M

n/a

2022

Mar 14, 2023

$555M

n/a

2021

Feb 22, 2022

$545M

n/a

2020

Mar 15, 2021

$309M

n/a

2019

Mar 9, 2020

$182M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$941M

20.8%

$555M

27.0%