DFX Intelligence

A••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A••••• C•••••• M••••••••• L••

CRD 118059

NEW YORK, NY

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Search this name across graphsid dfx:ria:0fb2f924-4dbf-b011-036d-57963dfc0b92

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 5
On other graphs: 1
Observed: Mar 29, 2012 to Mar 30, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A••••• C•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $25B••• Locked
Discretionary RAUM: $25B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 82

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• G••••• M••••• F•••• L•••	Hedge Fund	$8.2B	Apr 30, 2024	5,342	Mar 29, 2012	reported	n/a
A••••• G••••• P•••••••• L•	Hedge Fund	$3.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••••• G••••••• D•••••	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	02/2006	Mar 29, 2012	Apr 30, 2024
M••••••••• G•••••	CHIEF FINANCIAL OFFICER	Na	yes	02/2006	Mar 29, 2012	Apr 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C•••••• M••••••••• L••	n/a	Asset manager	$16B	Y	no	n/a
A••••• C•••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••• I••••••••• ••••••• P••••••• S•• R•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	5	no
PALM BEACH	FL	United States	3	no
HONG KONG	n/a	Hong Kong	2	no
Beijing	n/a	China	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$25B	$18B	39.5%	$14B	20.6%	82	78	3	3

Relationships

Affiliated with (2)

→ S•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, control
factForm ADV
← S•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, control
factForm ADV

Advises (26)

→ A••••• S••••• S••••• S•• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ A••••• G••••• P•••••••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
A••••• C•••••• M••••••••• L•• reported RAUM $25.3B, up 40% from $18.1B (2025-03-25 to 2026-03-30)
Form ADVobserved 7 days ago
$7.2B
Occurred
Mar 28, 2023
Regulatory AUM changed
A••••• C•••••• M••••••••• L•• reported RAUM $14.4B, down 41% from $24.4B (2022-06-02 to 2023-03-28)
Form ADVobserved 7 days ago
$-10.0B
Occurred
Mar 29, 2021
Regulatory AUM changed
A••••• C•••••• M••••••••• L•• reported RAUM $21.8B, up 97% from $11.1B (2020-03-25 to 2021-03-29)
Form ADVobserved 7 days ago
$10.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fb2f924-4dbf-b011-036d-57963dfc0b92
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.