DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 20 filings
SEC status approved since Dec 13, 2001
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
30 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
26
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$25B as of Mar 30, 2026
Mar 29, 2012$3.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)82 as of Mar 30, 2026
Mar 27, 201327 then
Private funds26 as of Mar 30, 2026
Mar 29, 201211 then
RAUM +40% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $722MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $70.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B81%
- Investment companies$4.6B19%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $70.6M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- J••••••••• G••••••• D••••• · Chief Operating Officer/Chief Compliance Officercontrolsince 02/2006 · owns less than 5%
- M••••••••• G••••• · Chief Financial Officercontrolsince 02/2006 · owns less than 5%
- S•••••• J•••••••• W•••• · Managing Director Of Legal And Compliancecontrolsince 07/2013 · owns less than 5%
- S••••••••• P••••••••• D• · Managing Directorcontrolsince 11/2001 · owns 50% to 75%
Related persons
Schedule D 7.A
- A••••• C•••••• A•••••••• L••bankpooled vehicle sponsorn
- A••••• I••••••••• ••••••• P••••••• S•• R•••pooled vehicle sponsory
- A••••• I••••••••• A••••••• I•• L••bankpooled vehicle sponsorn
- A••••• I••••••••• A•••••••• L••bankpooled vehicle sponsorn
- B••••••••• G•••• D••••••••• S•••••••• L••broker-dealery
- S•••••••• C•••••• M••••••••• L••investment adviserbankyRAUM $16B
Advisers that list A••••• C•••••• M••••••••• L•• as a related person
- 151259 y
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
- Palm Beach, FL3 employees
- Hong Kong, Hong Kong2 employees
- Beijing, China1 employees
What changed
consecutive filings, newest first
- Accounts · 34 to 35Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 29 to 30Mar 25, 2025 to Mar 30, 2026
- Pooled vehicle clients · 31 to 33Mar 25, 2025 to Mar 30, 2026
- Assets in custody · $76.2M to $70.6MMar 25, 2025 to Mar 30, 2026
- Employees · 78 to 82Mar 25, 2025 to Mar 30, 2026
- Private funds · 24 to 26Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $18B to $25BMar 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $14B to $20BMar 25, 2025 to Mar 30, 2026
- RAUM · $18B to $25BMar 25, 2025 to Mar 30, 2026
- Accounts · 33 to 34Apr 30, 2024 to Mar 25, 2025
- Advisory employees · 28 to 29Apr 30, 2024 to Mar 25, 2025
- Pooled vehicle clients · 30 to 31Apr 30, 2024 to Mar 25, 2025
- Assets in custody · $68.1M to $76.2MApr 30, 2024 to Mar 25, 2025
- Employees · 76 to 78Apr 30, 2024 to Mar 25, 2025
- Financial planning clients · unset to Apr 30, 2024 to Mar 25, 2025
- Other offices · 4 to 3Apr 30, 2024 to Mar 25, 2025
- Private funds · 23 to 24Apr 30, 2024 to Mar 25, 2025
- Discretionary RAUM · $17B to $18BApr 30, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $14B to $14BApr 30, 2024 to Mar 25, 2025
- RAUM · $17B to $18BApr 30, 2024 to Mar 25, 2025
- Accounts · 31 to 33Aug 25, 2023 to Mar 27, 2024
- Advisory employees · 27 to 28Aug 25, 2023 to Mar 27, 2024
- Pooled vehicle clients · 29 to 30Aug 25, 2023 to Mar 27, 2024
- Assets in custody · unset to 68085476.0Aug 25, 2023 to Mar 27, 2024
- Custody of client assets · false to trueAug 25, 2023 to Mar 27, 2024
- Employees · 75 to 76Aug 25, 2023 to Mar 27, 2024
- Private funds · 22 to 23Aug 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $14B to $17BAug 25, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $11B to $14BAug 25, 2023 to Mar 27, 2024
- RAUM · $14B to $17BAug 25, 2023 to Mar 27, 2024
- Advisory employees · 29 to 27Jun 2, 2022 to Mar 28, 2023
- Employees · 78 to 75Jun 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $24B to $14BJun 2, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $19B to $11BJun 2, 2022 to Mar 28, 2023
- RAUM · $24B to $14BJun 2, 2022 to Mar 28, 2023
- Accounts · 28 to 31Mar 29, 2021 to Mar 28, 2022
- Advisory employees · 28 to 29Mar 29, 2021 to Mar 28, 2022
- Pooled vehicle clients · 27 to 29Mar 29, 2021 to Mar 28, 2022
- Employees · 70 to 78Mar 29, 2021 to Mar 28, 2022
- Other offices · 3 to 4Mar 29, 2021 to Mar 28, 2022
Signals
5 dated events
- A••••• C•••••• M••••••••• L•• reported RAUM $25.3B, up 40% from $18.1B (2025-03-25 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $14.4B, down 41% from $24.4B (2022-06-02 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $21.8B, up 97% from $11.1B (2020-03-25 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $11.1B, up 59% from $7.0B (2019-03-25 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $6.6B, up 36% from $4.8B (2017-08-17 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alkeon-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-716-6840reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026