DFX Intelligence

C•••• R•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••• R•••••• W••••••

Advisor at C••••• P••••••• P•••••••

LEAWOOD, KS | PARAMUS, NJ

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Search this name across graphsid dfx:ria:0fc05129-c537-febd-4e43-6e68e00ab667

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 7, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• P•••••••	Independent wealth	Jul 12, 2024	n/a	yes	PARAMUS, NJ\|LEAWOOD, KS	Current employment
W•••••• F•••••••• S•••••••• L••	Former SEC adviser	Jun 1, 2017	Jul 15, 2024	no	PARAMUS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• F•••••••• S•••••••• L••	C••••• P••••••• P•••••••	Jul 15, 2024	Jul 12, 2024	-3	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
126339:129625:NJ:2024-07-15	Jul 15, 2024	Jul 12, 2024	PARAMUS, NJ	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• P•••••••Registered adviserregistration: current employment
Jul 12, 2024 to presentfactForm ADV
→ W•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2017 to Jul 15, 2024factForm ADV

Dated events

Occurred
Jul 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fc05129-c537-febd-4e43-6e68e00ab667
First observed: Jun 1, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.