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Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CETERA PLANNING PARTNERS

THE RETIREMENT PLANNING GROUP, LLC, CRD 129625

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:905aab70-17bb-5552-b2c0-ef4113538eac

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 98
Dated events: 23
On other graphs: 0
Observed: Feb 28, 2012 to Sep 1, 2026
84 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $4.2BItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.0B
Private client RAUM: $4.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 56
RAUM per advisor: $74.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 78
Advisory employees: 33
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 14,107
Individual clients: 3,260
High net worth clients: 1,488
Custody, client assets: $1.6B
SEC number: 801-62655
CIK: 1508195
CRD: 129625
Filings on the tape: 84
First filed: Feb 28, 2012
Latest filed: Sep 1, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 54

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Ryan Patrick Costello	Certified Financial Planner	LEAWOOD, KS	22	24	2	no
Kevin Conard	n/a	LEAWOOD, KS	22	27	3	no
ROBERT RANDOLPH O'BLENNIS	n/a	Chesterfield, MO \| LEAWOOD, KS	20	21	1	no
PAUL ALLEN DREHER	Certified Financial Planner	LEAWOOD, KS	14	19	n/a	no
DWIGHT EARL TWILLMAN	Certified Financial Planner	LEAWOOD, KS	12	35	2	no
Kevin Jaegers	Chartered Financial Analyst	LEAWOOD, KS	10	22	4	no
ETHAN THOMAS PACE	Certified Financial Planner	DENVER, CO \| LEAWOOD, KS	7	13	n/a	no
Alexis Barling	n/a	LEAWOOD, KS	7	11	3	no
JOSEPH G MCCULLOCH	Certified Financial Planner	LEAWOOD, KS \| CHESTERFIELD, MO	6	19	4	no
Kael Stoaks	n/a	WESTMINSTER, CO \| LEAWOOD, KS	6	10	1	no
BRANDON STEGALL	Certified Financial Planner	LEAWOOD, KS	6	25	3	no
DAVID WILLIAM NYMAN	n/a	Greensboro, NC \| LEAWOOD, KS	5	16	n/a	no
TROY RAY HEDMAN	n/a	LEAWOOD, KS \| ESTERO, FL	5	34	3	no
TAYLOR RAE PEARSON	n/a	LEAWOOD, KS	5	12	2	no
JOHN CLINTON VU	Certified Financial Planner	LEAWOOD, KS \| CHESTERFIELD, MO	4	28	3	no
MICHAEL PAUL RUSSELL	Certified Financial Planner	LEAWOOD, KS	4	12	2	no
Reed Hersma	n/a	LEAWOOD, KS	4	13	n/a	no
Nancy Ann Luther	n/a	CHESTERFIELD, MO \| LEAWOOD, KS	3	15	4	no
Martha Paterik	n/a	LEAWOOD, KS	3	17	2	no
TRACE AARON WEATHERFORD	n/a	GREENSBORO, NC \| LEAWOOD, KS	2	13	n/a	no
Christina Lynne McCabe	n/a	LEAWOOD, KS \| Chesterfield, MO	2	10	1	no
BRIAN LEE DIGHTMAN	n/a	LEAWOOD, KS	2	24	2	no
Kayla Droege	n/a	LEAWOOD, KS	2	15	1	no
Joshua Gembala	Certified Financial Planner	LEAWOOD, KS	2	13	1	no
Andrew James Thomas	n/a	Overland Park, KS \| LEAWOOD, KS	2	13	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARETEC GROUP, INC	SOLE MEMBER	E	yes	05/2023	Sep 1, 2026	Sep 1, 2026
BOUFFARD, CHRISTOPHER, M	CHIEF INVESTMENT OFFICER	Na	yes	09/2021	Sep 1, 2026	Sep 1, 2026
BURCHARD, MICHELLE, RENEE	DIRECTOR OF HR & CLIENT SERVICES	Na	yes	03/2020	Sep 1, 2026	Sep 1, 2026
CONARD, KEVIN, MORRIS	CHIEF EXECUTIVE OFFICER OFFICER	Na	yes	02/2004	Sep 1, 2026	Sep 1, 2026
COSTELLO, RYAN, PATRICK	President	Na	yes	02/2004	Sep 1, 2026	Sep 1, 2026
CROWTHER, LUKE, AARON	DIRECTOR OF TAX	Na	yes	12/2021	Sep 1, 2026	Sep 1, 2026
JAEGERS, KEVIN, MATTHEW	CHIEF OPERATING OFFICER	Na	yes	06/2016	Sep 1, 2026	Sep 1, 2026
STRIEGEL, MATTHEW, ALLEN	DIRECTOR OF FINANCE & ACCOUNTING	Na	yes	12/2021	Sep 1, 2026	Sep 1, 2026
BARLING, ALEXIS, DIANNE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2019	Oct 24, 2019	Dec 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CETERA INVESTMENT ADVISERS LLC	n/a	Bd affiliated wealth	$257B	N	yes	n/a
CETERA ADVISOR NETWORKS LLC	n/a	Former SEC adviser	$47B	N	yes	n/a
AVANTAX ADVISORY SERVICES, INC.	n/a	Former SEC adviser	$46B	N	yes	n/a
CETERA ADVISORS LLC	n/a	Former SEC adviser	$22B	N	yes	n/a
AVANTAX PLANNING PARTNERS, INC.	n/a	Bd affiliated wealth	$7.6B	N	yes	n/a
CETERA INVESTMENT SERVICES LLC	n/a	Former SEC adviser	$1.2B	N	yes	n/a
CETERA ADVISORY SERVICES LLC	n/a	No RAUM reported	$0	N	yes	n/a
CETERA INVESTMENT MANAGEMENT LLC	n/a	No RAUM reported	$0	N	yes	n/a
ASSOCIATES IN EXCELLENCE, INC.	n/a	n/a	n/a	N	yes	n/a
AVANTAX INVESTMENT SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
CETERA ADVISOR NETWORKS INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
CETERA ADVISORS INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
CETERA FINANCIAL SPECIALISTS LLC	n/a	n/a	n/a	N	yes	n/a
CETERA INSURANCE AGENCY LLC	n/a	n/a	n/a	N	yes	n/a
FASI INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
FASI OF TX, INC.	n/a	n/a	n/a	N	yes	n/a
FIRST ALLIED RETIREMENT SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chesterfield	Mo	United States	4	no
Issaquah	Wa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$4.2B	$4.0B	78	33	11	n/a	n/a
2024	Apr 10, 2025	$2.7B	$2.6B	58	28	8	n/a	n/a
2023	Mar 26, 2024	$1.8B	$1.8B	29	19	3	n/a	n/a
2022	Mar 27, 2023	$1.3B	$1.3B	24	17	1	n/a	n/a
2021	Mar 30, 2022	$1.4B	$1.4B	24	13	2	n/a	n/a
2020	Mar 24, 2021	$1.0B	$1.0B	19	11	2	n/a	n/a
2019	Mar 16, 2020	$927M	$927M	17	9	2	n/a	n/a
2018	Mar 27, 2019	$792M	$792M	13	7	2	n/a	n/a
2017	Mar 29, 2018	$730M	$730M	13	7	2	n/a	n/a
2016	Mar 25, 2017	$619M	$619M	13	7	n/a	n/a	n/a
2015	Mar 30, 2016	$549M	$549M	13	7	n/a	n/a	n/a
2014	Jan 22, 2015	$521M	$521M	12	8	n/a	n/a	n/a
2013	Mar 31, 2014	$518M	$518M	12	8	n/a	n/a	n/a
2012	Mar 28, 2013	$489M	$489M	12	8	n/a	n/a	n/a
2011	Feb 28, 2012	$334M	$331M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	2	8	3.6%	1	1	0	30	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.2B	$2.7B	57.1%	$1.3B	46.9%	78	58	11	8

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MARMO FINANCIAL GROUP, LLC	2	May 1, 2026	May 4, 2026	JOHNSON CITY, TN	Team lift out	RIA to RIA	100.0%
CETERA INVESTMENT ADVISERS LLC	2	Dec 22, 2025	Sep 22, 2025	GREENSBORO, NC	Team lift out	Ibd to RIA	0.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	4	Dec 22, 2025	Jan 7, 2026	HOUSTON, TX	Team lift out	Ibd to RIA	0.1%
FIRST FINANCIAL ADVISORS INC	3	Sep 9, 2025	Aug 14, 2025	MUSKEGON, MI	Firm absorbed	RIA to RIA	100.0%
WATTERS FINANCIAL SERVICES, LLC	2	Jul 15, 2024	Jul 12, 2024	PARAMUS, NJ	Team lift out	RIA to RIA	100.0%
LEE FINANCIAL GROUP HAWAII, INC.	5	May 29, 2024	Jun 3, 2024	HONOLULU, HI	Firm absorbed	RIA to RIA	100.0%

Relationships

showing 80 of 98

Registered with (59)

← Jeffrey OsteenAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Mahoghany JordanAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Hayden Ikuwa Kaai TeruyaAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Cameron J MillerAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Amy GrindstaffAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← DONOVAN SWINGERAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← SCOTT ANTHONY MARMOAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← Sasha StewartAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← JOHN BRADLEY WILSONAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← JOHN WARREN HARDYAdvisorregistration: previous registration
Sep 22, 2025 to Dec 22, 2025factForm ADV
← ANGUS GIBBONS MCEACHRANAdvisorregistration: previous registration
Sep 22, 2025 to Dec 22, 2025factForm ADV
← Jeffrey Daniel StahlAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Ronald KudlacekAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← Catherine Savara McDanielAdvisorregistration: current employment
Dec 22, 2025 to presentfactForm ADV
← William Casen GugeAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← ANTHONY G TIDSWELLAdvisorregistration: current employment
Aug 14, 2025 to presentfactForm ADV
← ERIC MARC LANSAdvisorregistration: current employment
Aug 14, 2025 to presentfactForm ADV
← JAMES ARTHUR MIKESELLAdvisorregistration: current employment
Aug 14, 2025 to presentfactForm ADV
← Jakob Martin BenelliAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← Carolyn VertovecAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← JAY DORAISWAMIAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← Jacob Gregory TraenAdvisorregistration: current employment
Jan 30, 2025 to presentfactForm ADV
← PEYTON RUSSELL HAWKESAdvisorregistration: current employment
Dec 19, 2024 to presentfactForm ADV
← Brian Patrick ThomasAdvisorregistration: current employment
Dec 2, 2024 to presentfactForm ADV
← TIMOTHY JOHN WATTERSAdvisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← COLIN RUSSELL WATTERSAdvisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← Jandi Akiko IhaAdvisorregistration: current employment
Jun 3, 2024 to presentfactForm ADV
← Kathy Lynn LumAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← Stephanie Ann Fumie KuwayeAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← CHARLOTTE KEIKO TERUYA-WESTCOTTAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
and 29 more

Affiliated with (15)

→ CETERA ADVISORS LLCRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserother investment adviser, broker-dealer, insurance company, common control
factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserother investment adviser, broker-dealer, insurance company, common control
factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserbroker-dealer, common control
factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserbroker-dealer, common control
factForm ADV
→ CETERA INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CETERA ADVISORY SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
← CETERA INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
← CETERA INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← CETERA ADVISORY SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
← AVANTAX PLANNING PARTNERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← AVANTAX ADVISORY SERVICESRegistered adviserother investment adviser, common control
factForm ADV
← CETERA ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← CETERA ADVISOR NETWORKS LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (4)

← MARMO FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
May 1, 2026 to May 4, 2026factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser4 advisors, team lift out
Dec 22, 2025 to Jan 7, 2026factForm ADV
← CETERA INVESTMENT ADVISERS LLCRegistered adviser2 advisors, team lift out, same day
Dec 22, 2025 to Sep 22, 2025factForm ADV
← FIRST FINANCIAL ADVISORS INCRegistered adviser3 advisors, firm absorbed
Sep 9, 2025 to Aug 14, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 14, 2026
Advisor changed firm
Cael Crispin left Cetera Planning Partners for Cwm, Llc (registered 2026-07-13)
Form ADVobserved 5 days ago
Occurred
May 1, 2026
Team lift-out
2 advisors left Marmo Financial Group, LLC (Johnson City, TN) for Cetera Planning Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2026
Advisor headcount changed
Cetera Planning Partners reported 51 state-registered advisory representatives, up from 28 (2026-02-18 to 2026-03-31)
Form ADVobserved 5 days ago
23 IARS
Occurred
Jan 21, 2026
Advisor changed firm
Kristina Marie Ashworth left Cetera Planning Partners for Moneta Group Investment Advisors, Llc (registered 2026-02-02)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Team lift-out
4 advisors left Raymond James Financial Services Advisors, Inc (Houston, TX) for Cetera Planning Partners a day apart
Form ADVobserved 4 days ago
4 advisors
Occurred
Dec 22, 2025
Team lift-out
2 advisors left Cetera Investment Advisers LLC (Clemmons, NC) for Cetera Planning Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 24, 2025
Regulatory AUM changed
Cetera Planning Partners reported RAUM $4.0B, up 33% from $3.0B (2025-07-01 to 2025-10-24)
Form ADVobserved 5 days ago
$988M
Occurred
Sep 9, 2025
Firm absorbed
First Financial Advisors Inc's advisors moved to Cetera Planning Partners (Muskegon, MI): 3 of 3 registered, within 9 days
Form ADVobserved 4 days ago
3 advisors
Occurred
Apr 21, 2025
Advisor changed firm
Spencer T Engelke left Cetera Planning Partners for Range Advisory, Llc (registered 2025-04-29)
Form ADVobserved 5 days ago
Occurred
Jul 15, 2024
Team lift-out
2 advisors left Watters Financial Services, LLC (Paramus, NJ) for Cetera Planning Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 29, 2024
Firm absorbed
Lee Financial Group Hawaii, Inc.'s advisors moved to Cetera Planning Partners (Honolulu, HI): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Apr 17, 2024
Advisor changed firm
Kevin Ellis-Rutherford left Cetera Planning Partners for Hightower Advisors, Llc (registered 2024-04-04)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person joined
Renee Michelle Burchard (Director Of Hr & Client Services) appeared on Schedule A of Cetera Planning Partners
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person joined
Allen Matthew Striegel (Director Of Finance & Accounting) appeared on Schedule A of Cetera Planning Partners
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person joined
Aaron Luke Crowther (Director Of Tax) appeared on Schedule A of Cetera Planning Partners
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person left
Randolph Robert O'Blennis (Svp - Wealth Management) no longer on Schedule A of Cetera Planning Partners (listed 2023-08-02, absent 2024-03-26)
Form ADVobserved 5 days ago
Occurred
Dec 14, 2022
Advisor changed firm
Dominic Joseph Anzevino left Cetera Planning Partners for Savant Wealth Management (registered 2022-12-21)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person joined
M Christopher Bouffard (Chief Investment Officer) appeared on Schedule A of Cetera Planning Partners
Form ADVobserved 5 days ago
Occurred
Feb 22, 2022
Advisor changed firm
Joshua Daniel Morales left Cetera Planning Partners for Sowell Management (registered 2022-05-20)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2021
Control person left
Kyle Chris Costello (Chief Financial Officer) no longer on Schedule A of Cetera Planning Partners (listed 2020-11-18, absent 2021-03-24)
Form ADVobserved 5 days ago
Occurred
Oct 24, 2019
Control person joined
Dianne Alexis Barling (Chief Compliance Officer) appeared on Schedule A of Cetera Planning Partners
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
Lee Suzanne Mcdonald (Chief Operating Officer) no longer on Schedule A of Cetera Planning Partners (listed 2019-01-10, absent 2019-03-27)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 10, 2025
Cetera Planning Partners reported 28 state-registered advisory representatives, up from 18 (2024-12-26 to 2025-04-10)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:905aab70-17bb-5552-b2c0-ef4113538eac
First observed: Feb 28, 2012
Last observed: Sep 1, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CETERA PLANNING PARTNERS

THE RETIREMENT PLANNING GROUP, LLC, CRD 129625

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:905aab70-17bb-5552-b2c0-ef4113538eac

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Ryan Patrick Costello

Certified Financial Planner

LEAWOOD, KS

Kevin Conard

n/a

LEAWOOD, KS

ROBERT RANDOLPH O'BLENNIS

n/a

Chesterfield, MO | LEAWOOD, KS

PAUL ALLEN DREHER

Certified Financial Planner

LEAWOOD, KS

n/a

DWIGHT EARL TWILLMAN

Certified Financial Planner

LEAWOOD, KS

Kevin Jaegers

Chartered Financial Analyst

LEAWOOD, KS

ETHAN THOMAS PACE

Certified Financial Planner

DENVER, CO | LEAWOOD, KS

n/a

Alexis Barling

n/a

LEAWOOD, KS

JOSEPH G MCCULLOCH

Certified Financial Planner

LEAWOOD, KS | CHESTERFIELD, MO

Kael Stoaks

n/a

WESTMINSTER, CO | LEAWOOD, KS

BRANDON STEGALL

Certified Financial Planner

LEAWOOD, KS

DAVID WILLIAM NYMAN

n/a

Greensboro, NC | LEAWOOD, KS

n/a

TROY RAY HEDMAN

n/a

LEAWOOD, KS | ESTERO, FL

TAYLOR RAE PEARSON

n/a

LEAWOOD, KS

JOHN CLINTON VU

Certified Financial Planner

LEAWOOD, KS | CHESTERFIELD, MO

MICHAEL PAUL RUSSELL

Certified Financial Planner

LEAWOOD, KS

Reed Hersma

n/a

LEAWOOD, KS

n/a

Nancy Ann Luther

n/a

CHESTERFIELD, MO | LEAWOOD, KS

Martha Paterik

n/a

LEAWOOD, KS

TRACE AARON WEATHERFORD

n/a

GREENSBORO, NC | LEAWOOD, KS

n/a

Christina Lynne McCabe

n/a

LEAWOOD, KS | Chesterfield, MO

BRIAN LEE DIGHTMAN

n/a

LEAWOOD, KS

Kayla Droege

n/a

LEAWOOD, KS

Joshua Gembala

Certified Financial Planner

LEAWOOD, KS

Andrew James Thomas

n/a

Overland Park, KS | LEAWOOD, KS

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARETEC GROUP, INC

SOLE MEMBER

yes

05/2023

Sep 1, 2026

BOUFFARD, CHRISTOPHER, M

CHIEF INVESTMENT OFFICER

yes

09/2021

Sep 1, 2026

BURCHARD, MICHELLE, RENEE

DIRECTOR OF HR & CLIENT SERVICES

yes

03/2020

Sep 1, 2026

CONARD, KEVIN, MORRIS

CHIEF EXECUTIVE OFFICER OFFICER

yes

02/2004

Sep 1, 2026

COSTELLO, RYAN, PATRICK

President

yes

02/2004

Sep 1, 2026

CROWTHER, LUKE, AARON

DIRECTOR OF TAX

yes

12/2021

Sep 1, 2026

JAEGERS, KEVIN, MATTHEW

CHIEF OPERATING OFFICER

yes

06/2016

Sep 1, 2026

STRIEGEL, MATTHEW, ALLEN

DIRECTOR OF FINANCE & ACCOUNTING

yes

12/2021

Sep 1, 2026

BARLING, ALEXIS, DIANNE

CHIEF COMPLIANCE OFFICER

yes

09/2019

Oct 24, 2019

Dec 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CETERA INVESTMENT ADVISERS LLC

n/a

Bd affiliated wealth

$257B

yes

n/a

CETERA ADVISOR NETWORKS LLC

n/a

Former SEC adviser

$47B

yes

n/a

AVANTAX ADVISORY SERVICES, INC.

n/a

Former SEC adviser

$46B

yes

n/a

CETERA ADVISORS LLC

n/a

Former SEC adviser

$22B

yes

n/a

AVANTAX PLANNING PARTNERS, INC.

n/a

Bd affiliated wealth

$7.6B

yes

n/a

CETERA INVESTMENT SERVICES LLC

n/a

Former SEC adviser

$1.2B

yes

n/a

CETERA ADVISORY SERVICES LLC

n/a

No RAUM reported

yes

n/a

CETERA INVESTMENT MANAGEMENT LLC

n/a

No RAUM reported

yes

n/a

ASSOCIATES IN EXCELLENCE, INC.

n/a

yes

n/a

AVANTAX INVESTMENT SERVICES, INC.

n/a

yes

n/a

CETERA ADVISOR NETWORKS INSURANCE SERVICES LLC

n/a

yes

n/a

CETERA ADVISORS INSURANCE SERVICES LLC

n/a

yes

n/a

CETERA FINANCIAL SPECIALISTS LLC

n/a

yes

n/a

CETERA INSURANCE AGENCY LLC

n/a

yes

n/a

FASI INSURANCE SERVICES, INC.

n/a

yes

n/a

FASI OF TX, INC.

n/a

yes

n/a

FIRST ALLIED RETIREMENT SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chesterfield

United States

Issaquah

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$4.2B

$4.0B

n/a

2024

Apr 10, 2025

$2.7B

$2.6B

n/a

2023

Mar 26, 2024

$1.8B

n/a

2022

Mar 27, 2023

$1.3B

n/a

2021

Mar 30, 2022

$1.4B

n/a

2020

Mar 24, 2021

$1.0B

n/a

2019

Mar 16, 2020

$927M

n/a

2018

Mar 27, 2019

$792M

n/a

2017

Mar 29, 2018

$730M

n/a

2016

Mar 25, 2017

$619M

n/a

2015

Mar 30, 2016

$549M

n/a

2014

Jan 22, 2015

$521M

n/a

2013

Mar 31, 2014

$518M

n/a

2012

Mar 28, 2013

$489M

n/a

2011

Feb 28, 2012

$334M

$331M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.2B

$2.7B

57.1%

$1.3B

46.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MARMO FINANCIAL GROUP, LLC

May 1, 2026

May 4, 2026

JOHNSON CITY, TN

Team lift out

RIA to RIA

100.0%

CETERA INVESTMENT ADVISERS LLC

Dec 22, 2025

Sep 22, 2025

GREENSBORO, NC

Team lift out

Ibd to RIA

0.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dec 22, 2025

Jan 7, 2026

HOUSTON, TX

Team lift out

Ibd to RIA

0.1%

FIRST FINANCIAL ADVISORS INC

Sep 9, 2025

Aug 14, 2025

MUSKEGON, MI

Firm absorbed

RIA to RIA

100.0%

WATTERS FINANCIAL SERVICES, LLC

Jul 15, 2024

Jul 12, 2024

PARAMUS, NJ

Team lift out

RIA to RIA

100.0%

LEE FINANCIAL GROUP HAWAII, INC.

May 29, 2024

Jun 3, 2024

HONOLULU, HI

Firm absorbed

RIA to RIA

100.0%