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C•••••••• S••••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••••• S••••••••• C•••••••••

Advisor at W•••• F•••• A•••••••

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Search this name across graphsid dfx:ria:0fc2b0c1-8819-2ad0-a21f-b2238312f6aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 22, 2026	n/a	yes	THE COLONY, TX\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 22, 2025	n/a	yes	GEORGETOWN, TX\|THE COLONY, TX\|The Colony, TX\|CARROLLTON, TX\|FRISCO, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	W•••• F•••• A•••••••	Apr 27, 2025	Apr 22, 2025	-5	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 12, 2023 to Apr 27, 2025factForm ADV

Dated events

Occurred
Apr 27, 2025
Advisor changed firm
C•••••••• S••••••••• C••••••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2025-04-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fc2b0c1-8819-2ad0-a21f-b2238312f6aa
First observed: Dec 12, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.