DFX Intelligence

B•••• T••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

B•••• T••••• G•••••••

Advisor at P•••••• • W••••• M••••••••• A•••••••

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fc9efbf-f6d7-8ab0-530a-f7a36ec44aab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• • W••••• M••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• • W••••• M••••••••• A•••••••	Independent wealth	Jan 28, 2026	n/a	yes	WALTHAM, MA	Current employment
P•••••• • W••••• M••••••••• A•••••••	Independent wealth	Jan 19, 2021	Dec 31, 2025	no	WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C••••••• I•••	L•• F•••••••• L••	Jan 20, 2021	Nov 29, 2017	-1,148	Firm change after gap	RIA to RIA
L•• F•••••••• L••	P•••••• • W••••• M••••••••• A•••••••	Apr 11, 2018	Jan 19, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:281597:MA:2017-11-29	Nov 29, 2017	Jul 5, 2016	WOBURN, MA	Firm change after gap

Relationships

Registered with (4)

→ P•••••• • W••••• M••••••••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2021 to Dec 31, 2025factForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2016 to Jan 20, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 11, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fc9efbf-f6d7-8ab0-530a-f7a36ec44aab
First observed: Mar 30, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.