DFX Intelligence

P•••••• • W••••• M••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

P•••••• • W••••• M••••••••• A•••••••

P•••••• • W••••• M••••••••• A•••••••, INC., CRD 309546

WALTHAM, MA

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Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 6
On other graphs: 0
Observed: Jun 5, 2020 to May 6, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $530M••• Locked
Discretionary RAUM: $512M
Private client RAUM: $455Mderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $66.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• C•••• C•••••	n/a	WALTHAM, MA	1	11	1	no
J•••• M•••••• B•••	Chartered Financial Analyst	WALTHAM, MA	0	33

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••• G•••••• P•••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	06/2019	Jun 5, 2020	Oct 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	12.5%	0	0	0	3	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$530M	$452M	17.2%	$165M	47.5%	13	9	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••••• C•••••• A•••••••• L••	2	Dec 8, 2020	Jul 11, 2020	WALTHAM, MA	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (11)

← C••••••••• A••••• R••Advisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← N••• G••••• M••••••Advisorregistration: previous registration
Jul 11, 2020 to Dec 31, 2025factForm ADV
← T••••• E• W•••Advisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← R••••• D•••• S••••••

Dated events

Occurred
May 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$151M
Occurred
Mar 25, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 5, 2020
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.