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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

GREGORY BENNETT TROST

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

ALBUQUERQUE, NM | LOS ANGELES, CA | STAMFORD, CT

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Search this name across graphsid dfx:ria:0fca049a-a766-472e-004a-426a1f970c2e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 19, 2002
First registration: May 14, 2002
Dual registered: yes, broker-dealer
Other names: Greg Trost
IAPD individual key: 2828617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Dec 5, 2024	n/a	yes	ALBUQUERQUE, NM\|STAMFORD, CT\|LOS ANGELES, CA	Current employment
TROST FINANCIAL PLANNING	n/a	Apr 3, 2020	Jan 4, 2025	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 22, 2018	Dec 19, 2024	no	ALBUQUERQUE, NM\|LOS ANGELES, CA\|SAN DIEGO, CA\|LOS ANGELES, CA\|ALBUQUERQUE, NM	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 3, 2013	Jan 25, 2018	no	Los Angeles, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 14, 2002	May 6, 2013	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TROST FINANCIAL PLANNING	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Jan 4, 2025	Dec 5, 2024	-30	Firm change	Other
LPL FINANCIAL LLC	TROST FINANCIAL PLANNING	Dec 19, 2024	Apr 3, 2020	-1,721	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jan 25, 2018	Jan 22, 2018	-3	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	May 6, 2013	May 3, 2013	-3	Firm change	Other

Relationships

Registered with (5)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ TROST FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Apr 3, 2020 to Jan 4, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Dec 19, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 3, 2013 to Jan 25, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 14, 2002 to May 6, 2013factForm ADV

Dated events

Occurred
Jan 4, 2025
Advisor changed firm
Gregory Bennett Trost left Trost Financial Planning for Steward Partners Investment Advisory, Llc (registered 2024-12-05)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Gregory Bennett Trost left Lpl Financial Llc for Trost Financial Planning (registered 2020-04-03)
Form ADVobserved 4 days ago