DFX Intelligence

W••••• G•••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

W••••• G•••••• Y••••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:0fcc08bd-9634-f7f9-14f7-d801bac1a00e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 2, 2023	n/a	yes	COLUMBIA, SC\|NORTH MYRTLE BEACH, SC\|CHARLESTON, SC	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 15, 2023	Oct 23, 2023	no	MYRTLE BEACH, SC

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	W•••• F•••• A•••••••	Oct 23, 2023	Nov 2, 2023	10	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Mar 9, 2023	Mar 15, 2023

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 30, 2016 to Mar 9, 2023factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2023 to Oct 23, 2023factForm ADV

Dated events

Occurred
Oct 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fcc08bd-9634-f7f9-14f7-d801bac1a00e
First observed: Nov 30, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.