RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• G•••••• Y••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 2, 2023 · Columbia, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 15, 2023 to Oct 23, 2023 · Myrtle Beach, Sc
- W•••• F•••• A••••••• wirehouseNov 30, 2016 to Mar 9, 2023 · North Myrtle Beach, Sc
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 23, 2023, registered Nov 2, 2023 (10 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Mar 9, 2023, registered Mar 15, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
- W••••• G•••••• Y•••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2023-11-02)Oct 23, 2023 · Advisor changed firm · fact
- W••••• G•••••• Y•••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2023-03-15)Mar 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address