DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 153452
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••• S•••• A•••• | n/a | EUGENE, OR | 4 | 11 | 1 | no |
| C•••••• K••• M••••• | n/a | EUGENE, OR | 2 | 29 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• P•••• R•••••• | MEMBER, ELECTED MANAGER | C | yes | 06/2018 | Jul 17, 2023 | Mar 29, 2024 |
| M•••••• C••••••• K••• | PRESIDENT/MANAGING MEMBER | Na | yes | 03/2010 | Mar 30, 2012 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W•• I••••••••• M••••••••• L•• | n/a | Other adviser | $97B | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LAGUNA BEACH | CA | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $290M | $95.9M | 202.8% | $327M | -3.9% | 4 | 4 | 0 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W•• I••••••••• M••••••••• | 2 | Jul 8, 2025 | Jan 2, 2026 | LAGUNA BEACH, CA | Team lift out | Other | 18.2% |
| no |
| A••••• D•••• P••••••••• | n/a | EUGENE, OR | 0 | 39 | 6 | no |
| R••• C••••••••• W••••• | Chartered Financial Analyst | EUGENE, OR | 0 | 20 | 2 | no |
| ELECTED MANAGER |
| F |
| yes |
| 06/2018 |
| Jul 17, 2023 |
| Mar 29, 2024 |
| T••••• S••••• P••••••• L•• | Member | E | yes | 06/2018 | Jul 17, 2023 | Mar 29, 2024 |
| T••••• M•••• B•••• | ELECTED MANAGER | F | yes | 06/2018 | Jul 17, 2023 | Mar 29, 2024 |
| W•• I••••••••• M••••••••• | Owner | E | yes | 07/2023 | Jul 17, 2023 | Mar 29, 2024 |
| W•••••• R•••• C••••••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2010 | Mar 30, 2012 | Mar 29, 2024 |
| W••••••• K•••• R••••• | MEMBER, ELECTED MANAGER | C | yes | 06/2018 | Jul 17, 2023 | Mar 29, 2024 |
| Mar 19, 2026 |
| $290M |
| $290M |
| 4 |
| 4 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 20, 2025 | $95.9M | $95.9M | 4 | 4 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $333M | $333M | 4 | 4 | 1 | n/a | n/a |
| 2022 | Mar 28, 2023 | $327M | $327M | 4 | 4 | 0 | n/a | n/a |
| 2021 | Mar 10, 2022 | $272M | $272M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $233M | $233M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $210M | $210M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Mar 18, 2019 | $165M | $165M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $133M | $133M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Mar 8, 2017 | $132M | $132M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Mar 16, 2016 | $96.8M | $96.7M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $141M | $141M | 3 | 3 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $123M | $123M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Feb 27, 2013 | $97.6M | $97.6M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $90.1M | $90.1M | n/a | n/a | n/a | n/a | n/a |