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RIA / WealthAdvisor25 years in industry

NANCY E WAKEFIELD

Advisor at SERENE POINT ADVISORS LLC

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:1c1fe90a-698e-5124-2691-8004757ce4cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SERENE POINT ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Nov 13, 2000
First registration: Jan 8, 2001
Dual registered: no
Other names: NANCY E NUGENT|NANCY ELLEN WAKEFIELD
IAPD individual key: 4592281

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SERENE POINT ADVISORS LLC	State registered	Jan 10, 2025	n/a	yes	LAKE OSWEGO, OR	Current employment
INTEGRATED ADVISORS NETWORK LLC	Independent wealth	Nov 7, 2017	Nov 2, 2020	no	LAKE OSWEGO, OR\|DALLAS, TX	Previous registration
MARTIN CAPITAL PARTNERS, LLC	Independent wealth	Jun 30, 2017	Nov 1, 2017	no	EUGENE, OR	Previous registration
MARTIN CAPITAL PARTNERS, LLC	Independent wealth	Sep 23, 2013	Dec 31, 2016	no	EUGENE, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 9, 2008	Jan 3, 2013	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 9, 2008	Jan 3, 2013	no	Portland, OR	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 27, 2006	Aug 7, 2008	no	SEATTLE, WA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 2, 2004	Dec 16, 2004	no	SAN FRANCISCO, CA	Previous registration
AKT WEALTH ADVISORS, LP	n/a	Jan 8, 2001	May 3, 2004	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED ADVISORS NETWORK LLC	SERENE POINT ADVISORS LLC	Nov 2, 2020	Jan 10, 2025	1,530	Firm change after gap	RIA to state RIA
MARTIN CAPITAL PARTNERS, LLC	INTEGRATED ADVISORS NETWORK LLC	Nov 1, 2017	Nov 7, 2017	6	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 3, 2013	Sep 9, 2008	-1,577	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 3, 2013	Sep 9, 2008	-1,577	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 7, 2008	Sep 9, 2008	33	Firm change	Other
AKT WEALTH ADVISORS, LP	STRATEGIC ADVISERS LLC	May 3, 2004	Jun 2, 2004	30	Firm change	Other

Relationships

Registered with (7)

→ SERENE POINT ADVISORS LLCRegistered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ INTEGRATED ADVISORS NETWORK LLCRegistered adviserregistration: previous registration
Nov 7, 2017 to Nov 2, 2020factForm ADV
→ MARTIN CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 30, 2017 to Nov 1, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 9, 2008 to Jan 3, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 9, 2008 to Jan 3, 2013factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 27, 2006 to Aug 7, 2008factForm ADV
→ AKT WEALTH ADVISORS, LPRegistered adviserregistration: previous registration
Jan 8, 2001 to May 3, 2004factForm ADV

Dated events

No dated event names this entity yet.