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A•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

A•••••• C•••••• M••••••••• L••

CRD 165211

IRVINE, CA

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Search this name across graphsid dfx:ria:0fd3076c-18e3-9913-3a17-5c6cdd6df928

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Feb 28, 2013 to Mar 17, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• G••••• L••	Member	D	yes	07/2012	Feb 28, 2013	May 1, 2024
D•••• Y•••• A•• S••••• G• G•••• F••••• T••••	MANAGING MEMBER	E	yes	08/2009	Feb 28, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• P••• F••••• L••	n/a	Former SEC adviser	$433M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.8B	21.7%	$1.4B	15.4%	10	10	0	0

Relationships

Affiliated with (3)

← R•••••• P••• F••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ R•••••• P••• F••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A•••••• ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← Y••••• D••••• N••Owner

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 18, 2020
Regulatory AUM changed
A•••••• C•••••• M••••••••• L•• reported RAUM $1.3B, up 28% from $1.0B (2019-09-03 to 2020-03-18)
Form ADVobserved 7 days ago
$283M
Occurred
Sep 3, 2019
Control person left
Mitchell Kevin Starkey (Chief Operating Officer) no longer on Schedule A of A•••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2019-09-03)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
A•••••• C•••••• M••••••••• L•• reported RAUM $1.0B, up 89% from $540.0M (2018-03-30 to 2019-03-29)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fd3076c-18e3-9913-3a17-5c6cdd6df928
First observed: Feb 28, 2013
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.