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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ANFIELD ADVISORS, LLC

CRD 167638

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f994825d-d4f4-cbd4-b17a-d5b7312bccb1

Data as of Mar 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Jul 25, 2013 to Mar 17, 2020
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Anfield Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15.7MItem 5.F on the latest filing (2020-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 103
SEC number: 801-78391
CRD: 167638
Filings on the tape: 13
First filed: Jul 25, 2013
Latest filed: Mar 17, 2020
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WIEMAN, JON, M	CHIEF COMPLIANCE OFFICER	Na	yes	02/2019	Mar 29, 2019	Mar 17, 2020
YOUNG, DAVID, NMN	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER	E	yes	07/2012	Jul 25, 2013	Mar 17, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANFIELD CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$2.2B	N	yes	n/a
REGENTS PARK FUNDS, LLC	n/a	Former SEC adviser	$433M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 17, 2020	$15.7M	$15.7M	6	2	0	n/a	n/a
2018	Mar 29, 2019	$15.7M	$15.7M	7	2	0	n/a	n/a
2017	Mar 30, 2018	$17.1M	$17.1M	4	2	0	n/a	n/a
2016	Apr 1, 2017	$21.4M	$21.4M	3	2	n/a	n/a	n/a
2015	Mar 29, 2016	$25.9M	$25.9M	2	2	n/a	n/a	n/a
2014	Mar 31, 2015	$27.0M	$27.0M	5	4	n/a	n/a	n/a
2013	Apr 1, 2014	$21.2M	$21.2M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$15.7M	$15.7M	-0.4%	$21.4M	-9.8%	6	7	0	0

Relationships

Affiliated with (2)

→ ANFIELD CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ REGENTS PARK FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← YOUNG, DAVID, NMNOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, ownership code E, individual
Jul 25, 2013 to presentfactForm ADV
← WIEMAN, JON, MOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV

Registered with (2)

← JOHN B BALMERAdvisorregistration: previous registration
Feb 20, 2015 to Sep 15, 2016factForm ADV
← DANIEL ANTHONY PICHARDOAdvisorregistration: previous registration
Mar 5, 2015 to Dec 28, 2015factForm ADV

Dated events

Occurred
Mar 17, 2020
Control person left
Mitchell Kevin Starkey (Chief Operating Officer) no longer on Schedule A of Anfield Advisors, Llc (listed 2019-03-29, absent 2020-03-17)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
M Jon Wieman (Chief Compliance Officer) appeared on Schedule A of Anfield Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Mitchell Kevin Starkey (Chief Operating Officer) appeared on Schedule A of Anfield Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Jul 25, 2013
First Form ADV filing
Anfield Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f994825d-d4f4-cbd4-b17a-d5b7312bccb1
First observed: Jul 25, 2013
Last observed: Mar 17, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANFIELD ADVISORS, LLC

CRD 167638

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f994825d-d4f4-cbd4-b17a-d5b7312bccb1

Data as of Mar 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WIEMAN, JON, M

CHIEF COMPLIANCE OFFICER

yes

02/2019

Mar 29, 2019

Mar 17, 2020

YOUNG, DAVID, NMN

MANAGING MEMBER, CHIEF EXECUTIVE OFFICER

yes

07/2012

Jul 25, 2013

Mar 17, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANFIELD CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$2.2B

yes

n/a

REGENTS PARK FUNDS, LLC

n/a

Former SEC adviser

$433M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 17, 2020

$15.7M

n/a

2018

Mar 29, 2019

$15.7M

n/a

2017

Mar 30, 2018

$17.1M

n/a

2016

Apr 1, 2017

$21.4M

n/a

2015

Mar 29, 2016

$25.9M

n/a

2014

Mar 31, 2015

$27.0M

n/a

2013

Apr 1, 2014

$21.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$15.7M

-0.4%

$21.4M

-9.8%