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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ST. JOHN & ASSOCIATES, INC.

CRD 124778

ROSWELL, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fdd5f8d-1dbb-8f3f-4318-abfa5da7e35e

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 7, 2012 to Mar 23, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $128MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $123M
Private client RAUM: $123MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $42.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 666
Individual clients: 99
High net worth clients: 43
SEC number: 801-121426
CIK: 24778
CRD: 124778
Filings on the tape: 17
First filed: Mar 7, 2012
Latest filed: Mar 23, 2026
Organised: Corporation, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD JOSEPH STJOHN	n/a	ROSWELL,, GA	23	37	n/a	no
GREGORY RICHARD ST. JOHN	n/a	ROSWELL, GA	23	27	n/a	no
BRYAN MICHAEL TOTRI	Certified Financial Planner	ROSWELL, GA	17	35	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STJOHN, RICHARD, JOSEPH	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	10/1992	Mar 7, 2012	Aug 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$128M	$123M	6	2	0	n/a	n/a
2024	Mar 1, 2025	$116M	$111M	7	4	0	n/a	n/a
2023	Mar 13, 2024	$107M	$104M	7	4	0	n/a	n/a
2022	Mar 9, 2023	$101M	$97.3M	7	3	0	n/a	n/a
2021	Mar 15, 2022	$127M	$114M	6	3	0	n/a	n/a
2011	Mar 7, 2012	$52.1M	$51.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$128M	$116M	10.6%	$101M	8.2%	6	7	0	0

Relationships

Registered with (5)

← BRYAN MICHAEL TOTRIAdvisorregistration: current employment
Jun 16, 2009 to presentfactForm ADV
← GREGORY RICHARD ST. JOHNAdvisorregistration: current employment
Mar 26, 2003 to presentfactForm ADV
← RICHARD JOSEPH STJOHNAdvisorregistration: current employment
Mar 25, 2003 to presentfactForm ADV
← Christopher M ArmstrongAdvisorregistration: previous registration
Jul 26, 2024 to May 5, 2025factForm ADV
← BROOK SCARDINAAdvisorregistration: previous registration
Aug 26, 2021 to Mar 23, 2022factForm ADV

Controls (1)

← STJOHN, RICHARD, JOSEPHOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 7, 2012 to Aug 14, 2024factForm ADV

Dated events

Occurred
May 5, 2025
Advisor changed firm
Christopher M Armstrong left St. John & Associates, Inc. for Merit Financial Advisors (registered 2025-05-05)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Brook Scardina left St. John & Associates, Inc. for Crescent Advisor Group, Inc. (registered 2024-02-27)
Form ADVobserved 4 days ago
Occurred
May 7, 2021
First Form ADV filing
St. John & Associates, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fdd5f8d-1dbb-8f3f-4318-abfa5da7e35e
First observed: Mar 7, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. JOHN & ASSOCIATES, INC.

CRD 124778

ROSWELL, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fdd5f8d-1dbb-8f3f-4318-abfa5da7e35e

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD JOSEPH STJOHN

n/a

ROSWELL,, GA

n/a

GREGORY RICHARD ST. JOHN

n/a

ROSWELL, GA

n/a

BRYAN MICHAEL TOTRI

Certified Financial Planner

ROSWELL, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STJOHN, RICHARD, JOSEPH

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

10/1992

Mar 7, 2012

Aug 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$128M

$123M

n/a

2024

Mar 1, 2025

$116M

$111M

n/a

2023

Mar 13, 2024

$107M

$104M

n/a

2022

Mar 9, 2023

$101M

$97.3M

n/a

2021

Mar 15, 2022

$127M

$114M

n/a

2011

Mar 7, 2012

$52.1M

$51.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$128M

$116M

10.6%

$101M

8.2%