DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
St. John & Associates, Inc.
Latest filing Mar 23, 2026
First filing on the tape Mar 7, 2012 · 17 filings
SEC status approved since Jun 11, 2021
RAUM
$128M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$123M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$42.8M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$128M as of Mar 23, 2026
Mar 7, 2012$52.1M then
HNW client RAUM$93.4M as of Mar 23, 2026
Mar 15, 2022$85.8M then
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 15, 20223 then
Employees (5.A)6 as of Mar 23, 2026
Mar 15, 20226 then
Private funds: no history
RAUM +11% over the last fiscal year+8.2% a year over threeIARs 4 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $42.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $192,721derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.4M76%
- Individuals$29.4M24%
- Individual clients
- 99reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 666reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Joseph Stjohn | Roswell,, Ga | Mar 25, 2003 | 37 y | 0 |
| Gregory Richard St. John | Roswell, Ga | Mar 26, 2003 | 27 y | 0 |
| Bryan Michael TotriCertified Financial Planner | Roswell, Ga | Jun 16, 2009 | 35 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Christopher M Armstrong to Merit Financial AdvisorsMay 5, 2025 · RIA to RIA
- Brook Scardina to Crescent Advisor Group, Inc.Mar 23, 2022 · RIA to RIA
Joined, latest
- Christopher M Armstrong from Wealth Enhancement Advisory Services, LLCJul 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- Brook Scardina from Crescent Wealth Advisory, LLCAug 26, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Richard Stjohn · President & Chief Compliance Officercontrolsince 10/1992 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Roswell, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 675 to 666Oct 30, 2025 to Mar 23, 2026
- Advisory employees · 4 to 2Oct 30, 2025 to Mar 23, 2026
- HNW clients · 40 to 43Oct 30, 2025 to Mar 23, 2026
- Employees · 7 to 6Oct 30, 2025 to Mar 23, 2026
- State-registered IARs · 4 to 2Oct 30, 2025 to Mar 23, 2026
- Discretionary RAUM · $111M to $123MOct 30, 2025 to Mar 23, 2026
- HNW RAUM · $82.9M to $93.4MOct 30, 2025 to Mar 23, 2026
- Individual RAUM · $28.6M to $29.4MOct 30, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $4.6M to $5.5MOct 30, 2025 to Mar 23, 2026
- RAUM · $116M to $128MOct 30, 2025 to Mar 23, 2026
- Financial planning clients · 26-50 to 26-50Mar 1, 2025 to May 22, 2025
- Accounts · 632 to 675Aug 14, 2024 to Mar 1, 2025
- HNW clients · 38 to 40Aug 14, 2024 to Mar 1, 2025
- Individual clients · 102 to 99Aug 14, 2024 to Mar 1, 2025
- Discretionary RAUM · $104M to $111MAug 14, 2024 to Mar 1, 2025
- HNW RAUM · $75.4M to $82.9MAug 14, 2024 to Mar 1, 2025
- Individual RAUM · $28.6M to $28.6MAug 14, 2024 to Mar 1, 2025
- Non-discretionary RAUM · $3.1M to $4.6MAug 14, 2024 to Mar 1, 2025
- RAUM · $107M to $116MAug 14, 2024 to Mar 1, 2025
- Accounts · 644 to 632Mar 9, 2023 to Mar 13, 2024
- Advisory employees · 3 to 4Mar 9, 2023 to Mar 13, 2024
- HNW clients · 36 to 38Mar 9, 2023 to Mar 13, 2024
- Individual clients · 103 to 102Mar 9, 2023 to Mar 13, 2024
- State-registered IARs · 3 to 4Mar 9, 2023 to Mar 13, 2024
- Discretionary RAUM · $97.3M to $104MMar 9, 2023 to Mar 13, 2024
- HNW RAUM · $68.4M to $75.4MMar 9, 2023 to Mar 13, 2024
- Individual RAUM · $28.8M to $28.6MMar 9, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $4.2M to $3.1MMar 9, 2023 to Mar 13, 2024
- RAUM · $101M to $107MMar 9, 2023 to Mar 13, 2024
- Accounts · 614 to 644Sep 13, 2022 to Mar 9, 2023
- Advisory activities · 8 to 7Sep 13, 2022 to Mar 9, 2023
- HNW clients · 41 to 36Sep 13, 2022 to Mar 9, 2023
- Individual clients · 100 to 103Sep 13, 2022 to Mar 9, 2023
- Employees · 6 to 7Sep 13, 2022 to Mar 9, 2023
- Discretionary RAUM · $114M to $97.3MSep 13, 2022 to Mar 9, 2023
- HNW RAUM · $85.8M to $68.4MSep 13, 2022 to Mar 9, 2023
- Individual RAUM · $28.4M to $28.8MSep 13, 2022 to Mar 9, 2023
- Non-discretionary RAUM · $13.0M to $4.2MSep 13, 2022 to Mar 9, 2023
- RAUM · $127M to $101MSep 13, 2022 to Mar 9, 2023
- Accounts · 617 to 614May 7, 2021 to Mar 15, 2022
Signals
3 dated events
- Christopher M Armstrong left St. John & Associates, Inc. for Merit Financial Advisors (registered 2025-05-05)May 5, 2025 · Advisor changed firm · fact
- Brook Scardina left St. John & Associates, Inc. for Crescent Advisor Group, Inc. (registered 2024-02-27)Mar 23, 2022 · Advisor changed firm · fact
- St. John & Associates, Inc. filed its initial SEC registration (Form ADV)May 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advisor@stjohnfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-642-7631reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-993-9807reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stjohnassociatesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stjohnfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 770-642-7631reportedpublic record, Form ADV, Mar 23, 2026
- Team page
- stjohnfinancial.com/team-memberreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026