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Advisor at FINANCIAL LIFE PLANNERS
TEMPE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL LIFE PLANNERS | Independent wealth | Apr 1, 2020 | n/a | yes | TEMPE, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 28, 2016 | Apr 2, 2020 | no | PEORIA, AZ | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 9, 2012 | Nov 3, 2016 | no | SCOTTSDALE, AZ|PEORIA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | FINANCIAL LIFE PLANNERS | Apr 2, 2020 | Apr 1, 2020 | -1 | Firm change | Wirehouse to RIA |
| WADDELL & REED | MORGAN STANLEY | Nov 3, 2016 | Oct 28, 2016 | -6 | Firm change | Other |