DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL LIFE PLANNERS

FINANCIAL LIFE PLANNERS LLC, CRD 129415

TEMPE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9033c7a7-4de4-4974-2de3-c6df509f6ed7

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 31, 2023 to Mar 30, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $208MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $208M
Private client RAUM: $208MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $52.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 779
Individual clients: 229
High net worth clients: 69
Custody, client assets: $2.0M
SEC number: 801-127888
CIK: 2053368
CRD: 129415
Filings on the tape: 10
First filed: Mar 31, 2023
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, AZ
Website: podcasts.apple.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CYNTHIA KAY FICK	n/a	TEMPE, AZ	22	39	1	no
GINA GIACHETTI WIGHT	n/a	TEMPE, AZ	6	19	2	no
William Matthew Fick	n/a	TEMPE, AZ	2	13	n/a	no
Kelsey McKenna White	n/a	TEMPE, AZ	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FICK, CYNTHIA, KAY	Manager	D	yes	11/2003	Mar 31, 2023	Aug 27, 2024
WIGHT, GINA, GIACHETTI	MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	03/2020	Mar 31, 2023	Aug 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$208M	$208M	7	3	1	n/a	n/a
2024	Apr 2, 2025	$175M	$175M	6	3	1	n/a	n/a
2023	Mar 26, 2024	$133M	$133M	5	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$208M	$175M	19.3%	n/a	n/a	7	6	1	1

Relationships

Registered with (6)

← Kelsey McKenna WhiteAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← William Matthew FickAdvisorregistration: current employment
Mar 25, 2024 to presentfactForm ADV
← GINA GIACHETTI WIGHTAdvisorregistration: current employment
Apr 1, 2020 to presentfactForm ADV
← CYNTHIA KAY FICKAdvisorregistration: current employment
Jan 2, 2004 to presentfactForm ADV
← NANCY A HETRICKAdvisorregistration: previous registration
Mar 31, 2022 to Oct 23, 2023factForm ADV
← MATTHEW RUSSELL REEVESAdvisorregistration: previous registration
May 23, 2022 to Aug 15, 2023factForm ADV

Controls (2)

← FICK, CYNTHIA, KAYOwnerMANAGER, ownership code D, individual
Mar 31, 2023 to Aug 27, 2024factForm ADV
← WIGHT, GINA, GIACHETTIOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 31, 2023 to Aug 27, 2024factForm ADV

Dated events

Occurred
Oct 23, 2023
Advisor changed firm
Nancy A Hetrick left Financial Life Planners for Strategic Portfolio Solutions, Llc (registered 2024-01-16)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2023
Advisor changed firm
Matthew Russell Reeves left Financial Life Planners for Osaic Institutions, Inc. (registered 2024-09-06)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
First Form ADV filing
Financial Life Planners filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9033c7a7-4de4-4974-2de3-c6df509f6ed7
First observed: Mar 31, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL LIFE PLANNERS

FINANCIAL LIFE PLANNERS LLC, CRD 129415

TEMPE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9033c7a7-4de4-4974-2de3-c6df509f6ed7

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CYNTHIA KAY FICK

n/a

TEMPE, AZ

GINA GIACHETTI WIGHT

n/a

TEMPE, AZ

William Matthew Fick

n/a

TEMPE, AZ

n/a

Kelsey McKenna White

n/a

TEMPE, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FICK, CYNTHIA, KAY

Manager

yes

11/2003

Mar 31, 2023

Aug 27, 2024

WIGHT, GINA, GIACHETTI

MEMBER/CHIEF COMPLIANCE OFFICER

yes

03/2020

Mar 31, 2023

Aug 27, 2024

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$208M

n/a

2024

Apr 2, 2025

$175M

n/a

2023

Mar 26, 2024

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$208M

$175M

19.3%

n/a