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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Walter Rocco Kukowski

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fe7cb80-b541-9c92-8537-b413709205b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 23, 1994
First registration: Jul 16, 2004
Dual registered: yes, broker-dealer
Other names: WALTER ROCCO KUKOWSKI|WALTER ROCCO KUKOWSKI|WALTER R KUKOWSKI|WALTER ROCCO KUKOWSKI
IAPD individual key: 1890862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	May 16, 2014	n/a	yes	Manalapan, NJ\|Manalapan, NJ\|MARLBORO, NJ\|MONROE TOWNSHIP, NJ\|Woodbridge, NJ\|Ocean, NJ\|JACKSON, NJ\|Conshohocken, PA\|Middletown, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 6, 2009	Apr 30, 2014	no	NEW BRUNSWICK, NJ\|SHORT HILLS, NJ\|OAKHURST, NJ\|NORTH BRUNSWICK, NJ\|HIGHLAND PARK, NJ\|MILLTOWN, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 3, 2006	Mar 6, 2009	no	FAIR HAVEN, NJ\|MONROE TOWNSHIP, NJ\|HAMILTON, NJ\|LAWRENCEVILLE, NJ\|SPRING LAKE HEIGHTS, NJ\|LINCROFT, NJ\|SPRING LAKE HEIGHTS, NJ\|HOLMDEL, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Mar 31, 2006	no	EATONTOWN, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Jul 16, 2004	Oct 20, 2004	no	EAST BRUNSWICK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SANTANDER SECURITIES	Apr 30, 2014	May 16, 2014	16	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Mar 6, 2009	Mar 6, 2009	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	PNC WEALTH MANAGEMENT	Mar 31, 2006	Apr 3, 2006	3	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
May 16, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 6, 2009 to Apr 30, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 3, 2006 to Mar 6, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Mar 31, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jul 16, 2004 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fe7cb80-b541-9c92-8537-b413709205b2
First observed: Jul 16, 2004
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Walter Rocco Kukowski

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fe7cb80-b541-9c92-8537-b413709205b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.