DFX Intelligence

F••••••• K•• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

F••••••• K•• R•••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

BOCA RATON, FL | Boca Raton, FL

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Search this name across graphsid dfx:ria:0fe85bbc-0643-8180-c000-e68f2047e450

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 13, 2020	n/a	yes	BOCA RATON, FL\|Boca Raton, FL	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Sep 26, 2016	Mar 13, 2020	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Mar 13, 2020	Mar 13, 2020	0	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	S••••••• F•••••••• S•••••••• I•••	Sep 20, 2016	Sep 26, 2016

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 13, 2020 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2016 to Mar 13, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2014 to Sep 20, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fe85bbc-0643-8180-c000-e68f2047e450
First observed: Oct 24, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.