DFX Intelligence

Data Factory

M•••••• • W••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

M•••••• • W••• L••••••

CRD 316199

HADDINGTON, EAST LOTHIAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fe94140-3612-4b46-3fd6-910b99c833ab

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 0
Observed: Nov 5, 2021 to Jul 27, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.55 fund_share=0.39 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 55%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• • W••• B••••••• F•••	Other Private Fund	$1.4B	Jul 27, 2023	2,000	Nov 5, 2021	dropped	n/a
M•••••• • W••• I••••• F•••	Other Private Fund	$250M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• G••••• A••••••	Director	Na	yes	07/2009	Jul 27, 2026	Jul 27, 2026
F•••••••• W••••• A••	Ceo	Na	yes	06/2025	Jul 27, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• • W••• P••••••••• L••••••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	7	no
Harrogate	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.4B	$2.7B	-11.3%	n/a	n/a	75	66	2	2

Relationships

Advises (4)

→ M•••••• • W••• I••••• F•••Private fundOther Private Fund, IA
Nov 5, 2021 to presentfactForm ADV
→ M•••••• • W••• E••••••• M•••••• F•••Private fundOther Private Fund, IA
Nov 5, 2021 to presentfactForm ADV
→ M•••••• • W••• B••••••• F•••Private fundOther Private Fund, IA
Nov 5, 2021 to presentfactForm ADV
→ M•••••• • W••• S•••••• C•••••••• F•••

Dated events

Occurred
Jul 25, 2024
Control person left
C•••••• Edward Francis Seymour (Director) no longer on Schedule A of M•••••• • W••• L•••••• (listed 2023-07-27, absent 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Jul 25, 2024
Control person joined
I••• D••••• C•••••• Mackinnon (Director) appeared on Schedule A of M•••••• • W••• L••••••
Form ADVobserved 6 days ago
Occurred
Jul 25, 2024
Control person joined
O••••• Gregory Whitneyperdon (Director) appeared on Schedule A of M•••••• • W••• L••••••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fe94140-3612-4b46-3fd6-910b99c833ab
First observed: Nov 5, 2021
Last observed: Jul 27, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.