DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• • W••• L••••••
Latest filing Jul 27, 2026
First filing on the tape Nov 5, 2021 · 7 filings
SEC status approved since Dec 6, 2021
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
55%
$1.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
75
16 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.4B as of Jul 27, 2026
Jul 14, 2022$2.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Jul 14, 20220 then
Employees (5.A)75 as of Jul 27, 2026
Jul 14, 202255 then
Private funds4 as of Jul 27, 2023
Jul 14, 20224 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.3B55%
- Pooled investment vehicles$931M39%
- Charitable organizations$115M4.8%
- Pension and profit-sharing plans$18.2M0.8%
- Individual clients
- 951reported
- HNW clients
- 0reported
- Pension plan clients
- 9reported
- Charitable clients
- 30reported
- Accounts
- 1,002reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.55 fund_share=0.39 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• • W••• B••••••• F•••no longer reported | Other Private Fund | $1.4B | 2,000 | Nov 5, 2021 |
| M•••••• • W••• I••••• F•••no longer reported | Other Private Fund | $250M | 740 | Nov 5, 2021 |
| M•••••• • W••• S•••••• C•••••••• F•••no longer reported | Other Private Fund | $178M | 740 | Nov 5, 2021 |
| M•••••• • W••• E••••••• M•••••• F•••no longer reported | Other Private Fund | $91.3M | 400 | Nov 5, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• G••••• A•••••• · Directorcontrolsince 07/2009 · owns less than 5%
- F•••••••• W••••• A•• · Ceocontrolsince 06/2025 · owns less than 5%
- L••••••• W••••••• R•••••• · Directorcontrolsince 03/2022 · owns less than 5%
- M••••••••• C••••••• I••• D••••• · Directorcontrolsince 05/2023 · owns less than 5%
- M•••••••• J•••• E••••••••• · Directorcontrolsince 12/2009 · owns less than 5%
- M••••••• J•••• C••••••• · Cfocontrolsince 02/2002 · owns less than 5%
- S••••••••• F••••• G•••••• · Chief Compliance Officer & Head Of Legalcontrolsince 01/2025 · owns less than 5%
- S••••• H•••• O••••• H•••••• · Directorcontrolsince 01/2019 · owns less than 5%
- W••••• C••••••• T••• F••••••••• · Directorcontrolsince 08/2012 · owns less than 5%
- W••••••••• G••••••• O••••• · Directorcontrolsince 08/2023 · owns less than 5%
- W•••• E••••••••• A•••• · Directorcontrolsince 03/2022 · owns less than 5%
- W•••• T••• A••••• U••••••• · Non-Executive Directorcontrolsince 06/2025 · owns 25% to 50%
- W•••• V•••••• N••••• U••••••• · Shareholdercontrolsince 08/1986 · owns 25% to 50%
- Y••••• J••• A•• · Ccocontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- M•••••• • W••• P••••••••• L••••••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom7 employees
- Harrogate, United Kingdom1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 27, 2026M•••••••• J•••• E••••••••• (DIRECTOR) left Schedule A between the filings of 2024-07-25 and 2026-07-27peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 27, 2026S••••••••• F••••• G•••••• (CHIEF COMPLIANCE OFFICER & HEAD OF LEGAL) appeared on Schedule A between the filings of 2024-07-25 and 2026-07-27peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 27, 2026W••••••••• G••••••• O••••• (DIRECTOR) left Schedule A between the filings of 2024-07-25 and 2026-07-27peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 27, 2026Y••••• J••• A•• (CCO) left Schedule A between the filings of 2024-07-25 and 2026-07-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,120 to 1,002Sep 1, 2025 to Jul 27, 2026
- Advisory employees · 22 to 16Sep 1, 2025 to Jul 27, 2026
- Charity clients · 35 to 30Sep 1, 2025 to Jul 27, 2026
- Individual clients · 1,062 to 951Sep 1, 2025 to Jul 27, 2026
- Pension plan clients · unset to 9.0Sep 1, 2025 to Jul 27, 2026
- Pooled vehicle clients · 13 to 12Sep 1, 2025 to Jul 27, 2026
- Employees · 72 to 75Sep 1, 2025 to Jul 27, 2026
- Discretionary RAUM · $2.5B to $2.4BSep 1, 2025 to Jul 27, 2026
- Individual RAUM · $1.3B to $1.3BSep 1, 2025 to Jul 27, 2026
- Pension RAUM · $22.5M to $18.2MSep 1, 2025 to Jul 27, 2026
- Pooled vehicle RAUM · $1.0B to $931MSep 1, 2025 to Jul 27, 2026
- RAUM · $2.5B to $2.4BSep 1, 2025 to Jul 27, 2026
- Accounts · 1,075 to 1,120Jul 25, 2024 to Jul 22, 2025
- Charity clients · 31 to 35Jul 25, 2024 to Jul 22, 2025
- Individual clients · 1,030 to 1,062Jul 25, 2024 to Jul 22, 2025
- Pension plan clients · 1.0 to unsetJul 25, 2024 to Jul 22, 2025
- Financial planning clients · unset to Jul 25, 2024 to Jul 22, 2025
- HQ state · unset to Jul 25, 2024 to Jul 22, 2025
- Discretionary RAUM · $2.8B to $2.5BJul 25, 2024 to Jul 22, 2025
- Individual RAUM · $1.5B to $1.3BJul 25, 2024 to Jul 22, 2025
- Pension RAUM · $2.2M to $22.5MJul 25, 2024 to Jul 22, 2025
- Pooled vehicle RAUM · $1.2B to $1.0BJul 25, 2024 to Jul 22, 2025
- RAUM · $2.8B to $2.5BJul 25, 2024 to Jul 22, 2025
- Accounts · 1,003 to 1,075Jul 27, 2023 to Jul 25, 2024
- Advisory employees · 19 to 22Jul 27, 2023 to Jul 25, 2024
- Charity clients · 28 to 31Jul 27, 2023 to Jul 25, 2024
- Individual clients · 962 to 1,030Jul 27, 2023 to Jul 25, 2024
- Pooled vehicle clients · 12 to 13Jul 27, 2023 to Jul 25, 2024
- Employees · 66 to 72Jul 27, 2023 to Jul 25, 2024
- Private funds · 4 to unsetJul 27, 2023 to Jul 25, 2024
- Discretionary RAUM · $2.7B to $2.8BJul 27, 2023 to Jul 25, 2024
- Individual RAUM · $1.4B to $1.5BJul 27, 2023 to Jul 25, 2024
- Pension RAUM · $2.2M to $2.2MJul 27, 2023 to Jul 25, 2024
- Pooled vehicle RAUM · $1.2B to $1.2BJul 27, 2023 to Jul 25, 2024
- RAUM · $2.7B to $2.8BJul 27, 2023 to Jul 25, 2024
- Accounts · 992 to 1,003Jul 14, 2022 to Jul 27, 2023
- Advisory employees · 11 to 19Jul 14, 2022 to Jul 27, 2023
- Individual clients · 951 to 962Jul 14, 2022 to Jul 27, 2023
- Employees · 55 to 66Jul 14, 2022 to Jul 27, 2023
- Discretionary RAUM · $2.7B to $2.7BJul 14, 2022 to Jul 27, 2023
Signals
6 dated events
- I••• D••••• C•••••• Mackinnon (Director) appeared on Schedule A of M•••••• • W••• L••••••Jul 25, 2024 · Control person joined · fact
- O••••• Gregory Whitneyperdon (Director) appeared on Schedule A of M•••••• • W••• L••••••Jul 25, 2024 · Control person joined · fact
- C•••••• E••••• F•••••• S•••••• (Director) no longer on Schedule A of M•••••• • W••• L•••••• (listed 2023-07-27, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- R•••••• W•••••• L•••••• (Director) appeared on Schedule A of M•••••• • W••• L••••••Jul 14, 2022 · Control person joined · fact
- A•••• E•••••••• W••• (Director) appeared on Schedule A of M•••••• • W••• L••••••Jul 14, 2022 · Control person joined · fact
- M•••••• • W••• L•••••• filed its initial SEC registration (Form ADV)Nov 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mcinroy-&-wood-ltdreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.c•.ukreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44 01620 825867reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026