DFX Intelligence

A•••• L•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

A•••• L•• G•••••

Advisor at I•••••••• A••••••• S••••••••

Federal Way, WA | DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Sep 30, 2024	n/a	yes	Federal Way, WA\|DALLAS, TX	Current employment
J••••• F••••••••	Former SEC adviser	Jan 5, 2023	Apr 25, 2025	no	FEDERAL WAY, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• F••••••••	I•••••••• A••••••• S••••••••	Apr 25, 2025	Sep 30, 2024	-207	Firm change after gap	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	J••••• F••••••••	Nov 7, 2022	Jan 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
165682:288817:WA:2025-04-25	Apr 25, 2025	Sep 30, 2024	FEDERAL WAY, WA	Firm change after gap

Relationships

Registered with (3)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ J••••• F••••••••Registered adviserregistration: previous registration
Jan 5, 2023 to Apr 25, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2022 to Nov 7, 2022factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.