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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

JEFFREY RICHARD SECORD

Advisor at CETERA INVESTMENT ADVISERS LLC

BLOOMINGTON, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 25, 1983
First registration: Jul 21, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 417775

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	BLOOMINGTON, IL	Current employment
IPI WEALTH MANAGEMENT, INC.	Bd affiliated wealth	May 30, 2013	Sep 17, 2019	no	BLOOMINGTON, IL\|DECATUR, IL\|BLOOMINGTON, IL	Previous registration
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Bd affiliated wealth	Feb 27, 2012	May 13, 2013	no	MINNEAPOLIS, MN\|PEORIA, IL\|MINNEAPOLIS, MN\|PEORIA, IL	Previous registration
CLIFTON GUNDERSON WEALTH ADVISORS	Former SEC adviser	Jun 6, 2007	Feb 27, 2012	no	PEORIA, IL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 6, 2005	Jun 4, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
STERLING FINANCIAL INVESTMENT GROUP, INC.	n/a	Jun 17, 2004	Nov 9, 2004	no	CHICAGO, IL	Previous registration
STERLING FINANCIAL ASSET MANAGEMENT, INC.	n/a	Nov 12, 2003	Apr 22, 2004	no	CHICAGO, IL	Previous registration
FINANCIAL EDUCATION CONSULTANTS, INC.	n/a	Nov 6, 2003	Nov 19, 2004	no	CHICAGO, IL	Previous registration
FIRST BUSEY SECURITIES, INC.	n/a	Jul 21, 2000	Aug 18, 2003	no	BLOOMINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IPI WEALTH MANAGEMENT, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 17, 2019	Jun 29, 2023	1,381	Firm change after gap	Ibd to ibd
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	IPI WEALTH MANAGEMENT, INC.	May 13, 2013	May 30, 2013	17	Firm change	Other
CLIFTON GUNDERSON WEALTH ADVISORS	CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Feb 27, 2012	Feb 27, 2012	0	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	CLIFTON GUNDERSON WEALTH ADVISORS	Jun 4, 2007	Jun 6, 2007	2	Firm change	Other
FINANCIAL EDUCATION CONSULTANTS, INC.	STERLING FINANCIAL ASSET MANAGEMENT, INC.	Nov 19, 2004	Nov 12, 2003	-373	Firm change after gap	Other
STERLING FINANCIAL INVESTMENT GROUP, INC.	NEW ENGLAND SECURITIES CORPORATION	Nov 9, 2004	Jan 6, 2005	58	Firm change	Other
STERLING FINANCIAL ASSET MANAGEMENT, INC.	STERLING FINANCIAL INVESTMENT GROUP, INC.	Apr 22, 2004	Jun 17, 2004	56	Firm change	Other
FIRST BUSEY SECURITIES, INC.	FINANCIAL EDUCATION CONSULTANTS, INC.	Aug 18, 2003	Nov 6, 2003	80	Firm change	Other

Relationships

Registered with (9)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ IPI WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
May 30, 2013 to Sep 17, 2019factForm ADV
→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2012 to May 13, 2013factForm ADV
→ CLIFTON GUNDERSON WEALTH ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2007 to Feb 27, 2012factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 6, 2005 to Jun 4, 2007factForm ADV
→ FINANCIAL EDUCATION CONSULTANTS, INC.Registered adviserregistration: previous registration
Nov 6, 2003 to Nov 19, 2004factForm ADV
→ STERLING FINANCIAL INVESTMENT GROUP, INC.Registered adviserregistration: previous registration
Jun 17, 2004 to Nov 9, 2004factForm ADV
→ STERLING FINANCIAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 12, 2003 to Apr 22, 2004factForm ADV
→ FIRST BUSEY SECURITIES, INC.Registered adviserregistration: previous registration
Jul 21, 2000 to Aug 18, 2003factForm ADV

Dated events

No dated event names this entity yet.