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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CLIFTON GUNDERSON WEALTH ADVISORS

CLIFTON GUNDERSON WEALTH ADVISORS LLC, CRD 111297

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5189299e-6986-7836-500b-c6e9c615d08d

Data as of Feb 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2012 to Feb 28, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $848MItem 5.F on the latest filing (2012-02-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $848M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2,241
SEC number: 801-58266
CRD: 111297
Filings on the tape: 3
First filed: Jan 13, 2012
Latest filed: Feb 28, 2012
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAILEY, DAVID, EUGENE	Treasurer	Na	yes	10/1998	Jan 13, 2012	Feb 28, 2012
BEKASOV, GENNADY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2009	Jan 13, 2012	Feb 28, 2012
CLIFTON GUNDERSON WEALTH ADVISORS HOLDING LLC	MANAGING MEMBER	E	yes	05/2005	Jan 13, 2012	Feb 28, 2012
CLIFTONLARSONALLEN FINANCIAL, LLC	MANAGING MEMBER	E	yes	01/2012	Jan 13, 2012	Feb 28, 2012
CLIFTONLARSONALLEN LLP	MANAGING MEMBER	E	yes	01/2012	Jan 13, 2012	Feb 28, 2012
FORD, ANITA, MARIE	Secretary	Na	yes	10/2009	Jan 13, 2012	Feb 28, 2012
MEINDL, STEPHEN, ROBERT	Director	Na	yes	12/2008	Jan 13, 2012	Feb 28, 2012
MUELLER, BRADLEY, J	PRESIDENT/CEO	Na	yes	10/2010	Jan 13, 2012	Feb 28, 2012
PETRI, WILLIAM, A	Chairman	Na	yes	12/2009	Jan 13, 2012	Feb 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	n/a	Bd affiliated wealth	$14B	N	yes	n/a
INNOVATOR MANAGEMENT LLC	n/a	Former SEC adviser	$67.7M	N	yes	n/a
CG BROKERAGE L.L.C.	n/a	n/a	n/a	N	yes	n/a
CG RISK MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
CLIFTONLARSONALLEN LLP	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OAK BROOK	IL	United States	n/a	no
Peoria	IL	United States	n/a	no
Middleton	Wi	United States	n/a	no
Oshkosh	Wi	United States	n/a	no
STEVENS POINT	Wi	United States	n/a	no

Relationships

Affiliated with (2)

→ INNOVATOR MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (9)

← MUELLER, BRADLEY, JOwnerPRESIDENT/CEO, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← BAILEY, DAVID, EUGENEOwnerTREASURER, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← MEINDL, STEPHEN, ROBERTOwnerDIRECTOR, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← BEKASOV, GENNADYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← FORD, ANITA, MARIEOwnerSECRETARY, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← PETRI, WILLIAM, AOwnerCHAIRMAN, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← CLIFTON GUNDERSON WEALTH ADVISORS HOLDING LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← CLIFTONLARSONALLEN FINANCIAL, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← CLIFTONLARSONALLEN LLPOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV

Registered with (28)

← RICHARD MARK TRITTSCHUHAdvisorregistration: previous registration
Feb 7, 2006 to Feb 27, 2012factForm ADV
← CHRISTOPHER KING MOSSAdvisorregistration: previous registration
Mar 4, 2010 to Feb 27, 2012factForm ADV
← JEFFREY JOHN HUIZENGAAdvisorregistration: previous registration
Apr 20, 2001 to Feb 27, 2012factForm ADV
← Bradley John MuellerAdvisorregistration: previous registration
May 13, 2009 to Feb 27, 2012factForm ADV
← ELIZABETH G SCHNEIDERAdvisorregistration: previous registration
Oct 8, 2001 to Feb 27, 2012factForm ADV
← ANDREW JAY HENGSTAdvisorregistration: previous registration
Sep 27, 2010 to Feb 27, 2012factForm ADV
← DIERDRE LLEWELLYNAdvisorregistration: previous registration
Apr 2, 2008 to Feb 27, 2012factForm ADV
← CHRISTINE LEE BULFERAdvisorregistration: previous registration
Dec 16, 2005 to Feb 27, 2012factForm ADV
← JEFFREY RICHARD SECORDAdvisorregistration: previous registration
Jun 6, 2007 to Feb 27, 2012factForm ADV
← MARIE ANNE BURNSAdvisorregistration: previous registration
Feb 7, 2006 to Feb 27, 2012factForm ADV
← QUINTIN ANDREW HOGREFEAdvisorregistration: previous registration
Jul 6, 2010 to Feb 27, 2012factForm ADV
← SARAH ELIZABETH JENSENAdvisorregistration: previous registration
Mar 26, 2008 to Feb 27, 2012factForm ADV
← NATHAN SORENSON KUBLANKAdvisorregistration: previous registration
Apr 10, 2008 to Feb 27, 2012factForm ADV
← BRIAN MATTHEW D'ORAZIOAdvisorregistration: previous registration
Mar 17, 2005 to Feb 27, 2012factForm ADV
← STANLEY EUGENE POORMANAdvisorregistration: previous registration
May 6, 2011 to Feb 27, 2012factForm ADV
← SCOTT ALEXANDER DAVISAdvisorregistration: previous registration
Jun 25, 2008 to Feb 27, 2012factForm ADV
← TIMOTHY T LUCHSINGERAdvisorregistration: previous registration
Dec 11, 2007 to Feb 27, 2012factForm ADV
← ROBERT ALAN MATHERSAdvisorregistration: previous registration
Dec 28, 1998 to Oct 14, 2010factForm ADV
← Michael Jerome McKersieAdvisorregistration: previous registration
Apr 19, 2005 to Mar 30, 2010factForm ADV
← ALAN DAVID HOLMANAdvisorregistration: previous registration
Feb 10, 2005 to Jan 4, 2010factForm ADV
← JULIE MICHELLE DANTAdvisorregistration: previous registration
Mar 20, 2008 to Feb 11, 2009factForm ADV
← JASON CHRISTOPHER LLEWELLYNAdvisorregistration: previous registration
Aug 6, 2002 to Sep 29, 2008factForm ADV
← GEORGE SEVERN JANKIEWICZAdvisorregistration: previous registration
Jan 1, 1999 to Jun 13, 2008factForm ADV
← CHRISTINE MARIE DRONEAdvisorregistration: previous registration
Jul 11, 2006 to Jan 18, 2008factForm ADV
← CRAIG ROGER PERKINSAdvisorregistration: previous registration
Oct 24, 2006 to Jan 31, 2007factForm ADV
← STEVEN DAVID FERRISAdvisorregistration: previous registration
Feb 7, 2006 to Sep 15, 2006factForm ADV
← DAVID LEE CHRISTENSENAdvisorregistration: previous registration
Nov 24, 2000 to Jan 3, 2006factForm ADV
← DANIELLE ANNE THIELAdvisorregistration: previous registration
Jan 13, 2005 to Dec 19, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5189299e-6986-7836-500b-c6e9c615d08d
First observed: Jan 13, 2012
Last observed: Feb 28, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLIFTON GUNDERSON WEALTH ADVISORS

CLIFTON GUNDERSON WEALTH ADVISORS LLC, CRD 111297

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5189299e-6986-7836-500b-c6e9c615d08d

Data as of Feb 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAILEY, DAVID, EUGENE

Treasurer

yes

10/1998

Jan 13, 2012

Feb 28, 2012

BEKASOV, GENNADY

CHIEF COMPLIANCE OFFICER

yes

01/2009

Jan 13, 2012

Feb 28, 2012

CLIFTON GUNDERSON WEALTH ADVISORS HOLDING LLC

MANAGING MEMBER

yes

05/2005

Jan 13, 2012

Feb 28, 2012

CLIFTONLARSONALLEN FINANCIAL, LLC

MANAGING MEMBER

yes

01/2012

Jan 13, 2012

Feb 28, 2012

CLIFTONLARSONALLEN LLP

MANAGING MEMBER

yes

01/2012

Jan 13, 2012

Feb 28, 2012

FORD, ANITA, MARIE

Secretary

yes

10/2009

Jan 13, 2012

Feb 28, 2012

MEINDL, STEPHEN, ROBERT

Director

yes

12/2008

Jan 13, 2012

Feb 28, 2012

MUELLER, BRADLEY, J

PRESIDENT/CEO

yes

10/2010

Jan 13, 2012

Feb 28, 2012

PETRI, WILLIAM, A

Chairman

yes

12/2009

Jan 13, 2012

Feb 28, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

n/a

Bd affiliated wealth

$14B

yes

n/a

INNOVATOR MANAGEMENT LLC

n/a

Former SEC adviser

$67.7M

yes

n/a

CG BROKERAGE L.L.C.

n/a

yes

n/a

CG RISK MANAGEMENT LLC

n/a

yes

n/a

CLIFTONLARSONALLEN LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

OAK BROOK

United States

n/a

Peoria

United States

n/a

Middleton

United States

n/a

Oshkosh

United States

n/a

STEVENS POINT

United States

n/a