DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

RUSSELL MARK ANDERSON

Advisor at LPL ENTERPRISE, LLC

WEST PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:101d9358-295f-1a18-5c62-70076d8f231d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 13, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 1, 1999
First registration: Apr 13, 1993
Dual registered: yes, broker-dealer
Other names: RUSSELL MARK ANDERSON|russell m anderson
IAPD individual key: 1336279

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 18, 2024	n/a	yes	WEST PALM BEACH, FL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Feb 21, 2018	Nov 12, 2024	no	West Palm Beach, FL\|West Palm Beach, FL\|West Palm Beach, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jan 29, 2018	no	WEST PALM BEACH, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 23, 2013	Mar 25, 2017	no	FORT LAUDERDALE, FL\|WEST PALM BEACH, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 19, 2007	May 7, 2013	no	NORTH PALM BEACH, FL\|HOBE SOUND, FL\|NORTH PALM BEACH, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 13, 1993	Dec 31, 2007	no	N. PALM BEACH, FL\|NORTH PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 12, 2024	Nov 18, 2024	6	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 29, 2018	Feb 21, 2018	23	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
LPL FINANCIAL LLC	MSI FINANCIAL SERVICES, INC.	May 7, 2013	Apr 23, 2013	-14	Firm change	Other
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	Dec 31, 2007	Dec 19, 2007	-12	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 21, 2018 to Nov 12, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jan 29, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 23, 2013 to Mar 25, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 19, 2007 to May 7, 2013factForm ADV

Dated events

No dated event names this entity yet.