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Registered advisor
R•••••• M••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••••• M••• A•••••••
At current firm
1 y
since Nov 18, 2024
In the industry
33 y
since Apr 13, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 18, 2024 · West Palm Beach, Fl
- P•••• S••••••••• L•• no RAUMFeb 21, 2018 to Nov 12, 2024 · West Palm Beach, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 29, 2018 · West Palm Beach, Fl
- M•• F•••••••• S•••••••• I••• formerApr 23, 2013 to Mar 25, 2017 · Fort Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedDec 19, 2007 to May 7, 2013 · North Palm Beach, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 13, 1993 to Dec 31, 2007 · N. Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 12, 2024, registered Nov 18, 2024 (6 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jan 29, 2018, registered Feb 21, 2018 (23 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left May 7, 2013, registered Apr 23, 2013 (-14 days) · Other
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 31, 2007, registered Dec 19, 2007 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address