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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 30, 2019 | n/a | yes | HOLLADAY, UT | Current employment |
| FIRST WESTERN ADVISORS | Former SEC adviser | Aug 27, 2014 | Oct 1, 2019 | no | HOLLADAY, UT|HOLLADAY, UT|OGDEN, UT | Previous registration |
| SOLITUDE WEALTH ADVISORS, LLC. | State registered | Dec 17, 2012 | Sep 2, 2014 | no | HOLLADAY, UT | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Aug 25, 2010 | Nov 30, 2012 | no | SOUTH JORDAN, UT|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST WESTERN ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 1, 2019 | Sep 30, 2019 | -1 | Firm change | RIA to ibd |
| SOLITUDE WEALTH ADVISORS, LLC. | FIRST WESTERN ADVISORS | Sep 2, 2014 | Aug 27, 2014 | -6 | Firm change | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | SOLITUDE WEALTH ADVISORS, LLC. | Nov 30, 2012 | Dec 17, 2012 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13623:149018:UT:2019-09-27 | Oct 1, 2019 | Sep 30, 2019 | OGDEN, UT | Firm change |