The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
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CRD 132070
SARASOTA, FL
Data as of (this record's last observation) from sec_form_adv_history, sec_adv_roster, iapd_firm_feed. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ASSETMARK FINANCIAL HOLDINGS, INC. | SOLE SHAREHOLDER-INDIRECT OWNER | E | yes | 04/2019 | Apr 26, 2019 | Jun 30, 2020 |
| ASSETMARK FINANCIAL, INC. | SOLE SHAREHOLDER | E | yes | 04/2019 | Apr 26, 2019 | Jun 30, 2020 |
| DELLARCO, LEWIS, JAMES | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | yes | 12/2016 | Dec 8, 2016 | Jun 30, 2020 |
| GOLDMAN, CHARLES, GEORGE | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | yes | 04/2019 | Apr 26, 2019 | Jun 30, 2020 |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | SHAREHOLDER - INDIRECT OWNER | D | yes | 04/2019 | Apr 26, 2019 | Jun 30, 2020 |
| ZYLA, GARY, GEORGE | EXECUTIVE VP, TREASURER AND MANAGER | NA | yes | 04/2019 | Apr 26, 2019 | Jun 30, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ASSETMARK, INC. | n/a | BD AFFILIATED WEALTH | $92B | N | yes | n/a |
| OBS FINANCIAL SERVICES, INC. | n/a | FORMER SEC ADVISER | $1.9B | N | yes | n/a |
| ASSETMARK BROKERAGE, LLC | n/a | n/a | n/a | N | yes | n/a |
| ASSETMARK RETIREMENT SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| ASSETMARK TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL FINANCIAL ADVISORY LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 16, 2020 | $2.3B | $2.3B | 25 | 3 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $3.6B | $3.6B | 189 | 140 | 122 | n/a | n/a |
| 2017 | Mar 29, 2018 | $5.8B | $5.8B | 300 | 199 | 122 | n/a | n/a |
| 2016 | Mar 31, 2017 | $5.7B | $5.7B | 387 | 272 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $5.9B | $5.9B | 350 | 300 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $5.4B | $5.4B | 350 | 300 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $3.5B | $3.5B | 280 | 190 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $2.0B | $2.0B | 160 | 160 | n/a | n/a | n/a |
| 2011 | Feb 6, 2012 | $1.2B | $1.2B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $2.3B | $3.6B | -35.7% | $5.7B | -26.1% | 25 | 189 | 0 | 122 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ASSETMARK, INC. | 4 | Aug 14, 2020 | Dec 3, 2025 | SARASOTA, FL | FIRM ABSORBED | RIA TO IBD | 100.0% |
| DANIEL KRUG & ASSOCIATES | 2 | Dec 31, 2019 | Jan 9, 2019 | SARASOTA, FL | TEAM LIFT OUT | RIA TO RIA | 18.2% |
| ASSETMARK, INC. | 2 | Dec 17, 2019 | Jan 14, 2020 | SARASOTA, FL | TEAM LIFT OUT | RIA TO IBD | 15.4% |
| ASSETMARK, INC. | 2 | Jun 7, 2019 | Jun 25, 2019 | SARASOTA, FL | TEAM LIFT OUT | RIA TO IBD | 8.3% |
| CARLSON FINANCIAL | 4 | Apr 26, 2019 | Dec 5, 2018 | SARASOTA, FL | TEAM LIFT OUT | RIA TO RIA | 10.5% |
| INTERVEST INTERNATIONAL, INC. | 2 | Apr 23, 2019 | Apr 22, 2019 | SARASOTA, FL | TEAM LIFT OUT | IBD TO RIA | 2.2% |
| AE WEALTH MANAGEMENT, LLC | 2 | Apr 4, 2019 | Apr 4, 2019 | SARASOTA, FL | TEAM LIFT OUT | IBD TO RIA | 2.0% |
| AE WEALTH MANAGEMENT, LLC | 2 | Mar 1, 2019 | Mar 4, 2019 | ARLINGTON, TX | TEAM LIFT OUT | IBD TO RIA | 1.9% |
| OUTLOOK WEALTH ADVISORS, LLC | 2 | Jan 10, 2019 | Jun 28, 2018 | SHENANDOAH, TX | TEAM LIFT OUT | OTHER | 1.8% |
| AE WEALTH MANAGEMENT, LLC | 2 | Oct 2, 2018 | Oct 3, 2018 | SARASOTA, FL | TEAM LIFT OUT | IBD TO RIA | 1.7% |
| AE WEALTH MANAGEMENT, LLC | 7 | Aug 14, 2018 | Sep 11, 2018 | SARASOTA, FL | TEAM LIFT OUT | IBD TO RIA | 5.4% |
| AE WEALTH MANAGEMENT, LLC | 2 | Jul 10, 2018 | Jul 9, 2018 | SARASOTA, FL | TEAM LIFT OUT | IBD TO RIA | 1.5% |
| AE WEALTH MANAGEMENT, LLC | 2 | Jul 10, 2018 | Jul 9, 2018 | ANN ARBOR, MI | TEAM LIFT OUT | IBD TO RIA | 1.5% |
| TRUADVICE LLC | 2 | May 31, 2018 | May 23, 2018 | SARASOTA, FL | TEAM LIFT OUT | IBD TO NEW FIRM | 1.5% |
| AE WEALTH MANAGEMENT, LLC | 3 | May 4, 2018 | May 15, 2018 | ORLANDO, FL | TEAM LIFT OUT | IBD TO RIA | 2.1% |
| GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | 2 | Apr 19, 2018 | May 5, 2017 | SARASOTA, FL | TEAM LIFT OUT | OTHER | 1.4% |
| ACCURATE WEALTH MANAGEMENT, LLC | 2 | Mar 29, 2018 | Feb 10, 2015 | SARASOTA, FL | TEAM LIFT OUT | OTHER | 1.4% |
| TRUADVICE LLC | 3 | Mar 8, 2018 | Sep 24, 2018 | SARASOTA, FL | TEAM LIFT OUT | OTHER | 2.0% |
| AE WEALTH MANAGEMENT, LLC | 2 | Mar 6, 2018 | Mar 7, 2018 | SARASOTA, FL | TEAM LIFT OUT | OTHER | 1.3% |
| GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | 3 | Jan 8, 2018 | Apr 17, 2017 | FORT LAUDERDALE, FL | TEAM LIFT OUT | OTHER | 1.9% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES | 3 | Nov 29, 2017 | Oct 31, 2017 | METAIRIE, LA | FIRM ABSORBED | OTHER | 100.0% |
| ACCURATE WEALTH MANAGEMENT, LLC | 2 | May 11, 2015 | Sep 14, 2015 | WEST CHAPPEL, FL | TEAM LIFT OUT | OTHER | 50.0% |